| 17-03361 | 07/18/2018 | Claimant(s): Mark Kruman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
| | |
| 16-03694 | 07/09/2018 | Claimant(s): Joan Cassidy, Robert Cassidy
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): The Investment Center.
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Guillermo L. Bosch, Mark E. Hollern, Allen M. Kerpan
Hearing Site: Philadelphia, PA
|  | Expungement |
| 16-03097 | 05/25/2018 | Claimant(s): Jacqueline Kavas, Ronald Kavas, Sharane Kavas
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Guillermo L. Bosch, John William Hannan, Timothy C Russell
Hearing Site: Philadelphia, PA
| | Expungement |
| 17-00561 | 01/10/2018 | Claimant(s): Timothy Foster
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
| | |
| 10-04094 | 11/01/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Kenneth M. Murray, Thomas J. Momjian
Respondent(s): Daniel Thompson, Stephen Walker
Respondent Lawyers(s): Gary Green, Thomas J. Momjian
Arbitrator(s): Guillermo L. Bosch, John T. Hausladen, Roger Frazier Cox
Hearing Site: Philadelphia, PA
| | |
| 09-00285 | 04/24/2014 | Claimant(s): Mark Singer
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira Rosenstein
Arbitrator(s): Guillermo L. Bosch, Stephen T. Mayhew, Alan J. Blocher
Hearing Site: Philadelphia, PA
| | |
| 12-01519 | 08/23/2012 | Claimant(s): Alec Price
Claimant Lawyers(s): Carlos Ricca
Respondent(s): Lynn Schreiber, Neil Sperling
Respondent Lawyers(s): Kyle Kulzer
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-04404 | 06/19/2012 | Claimant(s): International Financial Solutions.
Claimant Lawyers(s): Joel R. Beck
Respondent(s): Walter Clark
Respondent Lawyers(s): Walter Lee Clark
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Baltimore, MD
| | |
| 11-00259 | 03/28/2012 | Claimant(s): Kenneth White
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Cuna Brokerage Services.
Respondent Lawyers(s): Louis H. Castoria
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
| | $0 |
| 11-01308 | 03/09/2012 | Claimant(s): Daniel Rosenthal, Robert Hirsh
Claimant Lawyers(s): Herbert Beigel
Respondent(s): William Fretz, The Keystone Equities Group, L.P.
Respondent Lawyers(s): Mu'min F. Islam
Arbitrator(s): Guillermo L. Bosch, John P. Hughes, Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | $0 |
