| 16-02478 | 03/16/2017 | Claimant(s): Ramnarain Jaigobind
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Jeffrey F. Friedman, Sam Antar, Anna Lascar
Hearing Site: New York, NY
| | |
| 16-02915 | 03/07/2017 | Claimant(s): James Struble
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
|  | $29,284 |
| 16-01622 | 01/05/2017 | Claimant(s): Edward Moldaver
Claimant Lawyers(s): David E Robbins
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Sam Antar, Marvin L. Schuldiner, Raquel Kraus
Hearing Site: Newark, NJ
| | |
| 10-03265 | 12/06/2016 | Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Ryan M. Duffy
Respondent(s): Richard Higgs, Stephen Duckworth, Suncica Reljic, Traditional Asiel Securities Inc., Tullett Prebon (Americas) Holding Inc., Tullett Prebon Americas Corp., Tullett Prebon PLC
Respondent Lawyers(s): Kevin J. Smith, Laura R. Petroff, Thomas P. Lane
Arbitrator(s): Jack Friedman, Sam Antar, Mary Julia O'Connell
Hearing Site: New York, NY
| | |
| 16-00548 | 11/14/2016 | Claimant(s): Jeffrey Matthew Wealth Management, Jeffrey Matthews Financial Group
Claimant Lawyers(s): Thomas C. Jardim
Respondent(s): Donald Watson
Respondent Lawyers(s): Donald Lee Watson
Arbitrator(s): Sam Antar, Stanley M. Lenkowicz, Edward W. Morris
Hearing Site: Newark, NJ
| | |
| 15-03026 | 07/08/2016 | Claimant(s): Justin Dirico
Claimant Lawyers(s): Justin C. Dirico
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | $300 |
| 13-00140 | 03/29/2016 | Claimant(s): Dangreen, Danwash
Claimant Lawyers(s): Abraham Borenstein
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Sam Antar, Jacob Scherer, Joseph Michael Dougherty
Hearing Site: Newark, NJ
| | Expungement |
| 12-03313 | 02/29/2016 | Claimant(s): Valley National Bank, N.A.
Claimant Lawyers(s): John G. Rich
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Louis H. Miron, Sam Antar, Robert J. McDonnell
Hearing Site: Newark, NJ
| | $0 |
| 15-01641 | 02/26/2016 | Claimant(s): Howard Hirschhorn & Esther Hirschhorn
Claimant Lawyers(s): Howard Hirschhorn
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Samuel L. Israel
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | $0 |
| 15-01638 | 02/17/2016 | Claimant(s): Scottrade Inc.
Claimant Lawyers(s): Ryan Barke
Respondent(s): Emily Festino, John Festino
Respondent Lawyers(s): Emily Festino, John Festino
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | $0 |
