| 12-00331 | 11/12/2013 | Claimant(s): Faye Johnson, Terry Johnson, NNN Las Colinas Highlands 3, NNN Las Colinas Highlands 4
Claimant Lawyers(s): David Liebrader
Respondent(s): George Hicks, Wanda Cooper, Capital Investment Group.
Respondent Lawyers(s): Gary M. Saretsky, Jonathan M. Sterling
Arbitrator(s): Wayne Parker, Lynne T. Albert, Robert O. Belo
Hearing Site: Raleigh, NC
|  | Expungement |
| 12-00742 | 10/17/2012 | Claimant(s): Ronald Raines
Claimant Lawyers(s): Stephen M. Cox
Respondent(s): Eli Cantrell, Grace Cantrell
Respondent Lawyers(s): Eli Cantrell, Grace E Cantrell
Arbitrator(s): Jack C. Aycock, Lynne T. Albert, Laura A. Ledford
Hearing Site: Charlotte, NC
| | Expungement |
| 10-05501 | 11/07/2011 | Claimant(s): Mercer Blankenship
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Tim Baird
Arbitrator(s): Robert T. Allen, Lynne T. Albert, Richard E. Miley
Hearing Site: Charlotte, NC
| | Expungement |
| 10-03166 | 09/27/2011 | Claimant(s): The Estate of Ruth T. Speight
Claimant Lawyers(s): Johanna S. Fowler
Respondent(s): Wachovia Securities Financial Network, Wells Fargo Advisors Financial Network, Stephen Thomas, Linden Thomas & Co.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): William W. Marchant, Lynne T. Albert, Rudolph Andrew Bata
Hearing Site: Charlotte, NC
| | Expungement |
| 09-07149 | 05/23/2011 | Claimant(s): Caroline Dufrin
Claimant Lawyers(s): Christopher Mader
Respondent(s): Charles Snider, Allstate Financial Services
Respondent Lawyers(s): Samantha Tesser Haimo, Stuart H. Russell
Arbitrator(s): Lynne T. Albert, Michael F. Pearl, Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
| | $0 |
| 10-02651 | 05/19/2011 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David Markun
Respondent(s): Robert Shigley
Respondent Lawyers(s): Robert P. Shigley
Arbitrator(s): Lynne T. Albert
Hearing Site: Raleigh, NC
| | |
| 10-03926 | 04/12/2011 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey K. Compton
Respondent(s): Michael Lingner
Respondent Lawyers(s): Michael John Lingner
Arbitrator(s): Lynne T. Albert
Hearing Site: Raleigh, NC
| | |
| 09-05107 | 03/15/2011 | Claimant(s): David Ferraro
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Deutsche Bank Securities., Gregory Planck
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Sidney L. Sussman, Lynne T. Albert, John H. Griffing
Hearing Site: Charlotte, NC
| | Expungement |
| 09-04459 | 11/09/2010 | Claimant(s): Lisa Craig, Mathew Craig
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Lynne T. Albert, David P. McDuffee, Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
| | $0 |
| 09-01382 | 02/23/2010 | Claimant(s): Jane Chang, Kwen-Jen Chang
Claimant Lawyers(s): Andrew O Whiteman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael P. O'Mullan
Arbitrator(s): Zeb E. Barnhardt, Lynne T. Albert, David H. Grubbs
Hearing Site: Raleigh, NC
| | $108,750 |
