| 22-01881 | 10/13/2023 | Claimant(s): David Test
Claimant Lawyers(s): David Brian Test
Respondent(s): Charles Cruse
Respondent Lawyers(s): Jason E. Winford
Arbitrator(s): Richard Frederick Schaufert, Michael Wayne Johnston, Melissa Nycole Hearon
Hearing Site: Dallas, TX
| | |
| 18-03113 | 10/09/2023 | Claimant(s): Matt Ardoyno
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Randy Bray
Respondent Lawyers(s): Matthew B. Henneman
Arbitrator(s): Andrea U. Calve, Anita M. Jean, Michael Wayne Johnston
Hearing Site: Dallas, TX
| | |
| 23-00098 | 09/25/2023 | Claimant(s): James Richardson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 20-03268 | 09/13/2023 | Claimant(s): Alistair Capital Management, Alistair Capital Fund, Alistair Capital Partners
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Tammy L. Roy
Arbitrator(s): Dineo Coleman Gary, Mary Elizabeth Skelnik, Demetria Charissee Howard
Hearing Site: Dallas, TX
|  | $0 |
| 22-00853 | 08/29/2023 | Claimant(s): Irum Abbasi
Claimant Lawyers(s): Irum Abbasi
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Joseph Neal Richardson, Eric Ross Cromartie, Robert Barton McLeroy
Hearing Site: Dallas, TX
| | $0 |
| 23-00428 | 08/04/2023 | Claimant(s): David Bower, Russell Cooper
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
| | |
| 23-00247 | 07/21/2023 | Claimant(s): Beliveau Bays
Claimant Lawyers(s): Beliveau Bays
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | |
| 22-01789 | 07/03/2023 | Claimant(s): Pamela Borders, Pamela Joy Borders Regular Marital Trust
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kendra S. Campe
Arbitrator(s): Mary Elizabeth Skelnik, Michael Wayne Johnston, Lena Levario
Hearing Site: Dallas, TX
| | $532,846 |
| 22-02982 | 06/28/2023 | Claimant(s): Steven Buchanan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Avantax Investment Services.
Respondent Lawyers(s): Judith Knudsen
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 22-02766 | 06/23/2023 | Claimant(s): Timothy Hightower
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Capital Investment Group., WFG Investments.
Respondent Lawyers(s): David Williams, Mickey B. Wright
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
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