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FINRA Awards for Tammy L. Roy

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0326809/13/2023Claimant(s): Alistair Capital Management, Alistair Capital Fund, Alistair Capital Partners
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Tammy L. Roy
Arbitrator(s): Dineo Coleman Gary, Mary Elizabeth Skelnik, Demetria Charissee Howard
Hearing Site: Dallas, TX
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