| 11-02625 | 08/08/2012 | Claimant(s): Fundamental Partnership, LTD
Claimant Lawyers(s): S. Cass Weiland
Respondent(s): Mark Mills
Respondent Lawyers(s): Mark Steven Mills
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX
|  | $557,200 |
| 11-03938 | 08/08/2012 | Claimant(s): Adi Danous
Claimant Lawyers(s): Adi Danous
Respondent(s): Milkie/Ferguson Investments.
Respondent Lawyers(s): Henry J. Ackels
Arbitrator(s): Joann Peters
Hearing Site: Dallas, TX
| | $25,425 |
| 11-03813 | 06/28/2012 | Claimant(s): Chad Joshpe
Claimant Lawyers(s): Timothy Feil
Respondent(s): Allan Hawkins
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): James M. Tipton, Sherrie R. Abney, Karen J. Zvonecek
Hearing Site: Dallas, TX
| | Expungement |
| 11-04158 | 06/22/2012 | Claimant(s): Keith Adams
Claimant Lawyers(s): Jeffrey David Miller
Respondent(s): Robert Stout, The Street.
Respondent Lawyers(s): R.W. Stout, Robert Wesley Stout
Arbitrator(s): Patricia J. Branco, Philip I. McConnell, Frances Johnson Wright
Hearing Site: Dallas, TX
| | |
| 08-03387 | 06/15/2012 | Claimant(s): S. Mehta, Sandeep Mehta, Neri Partners, Ltd, Jai Ganesh Trust
Claimant Lawyers(s): Jason A. Copling
Respondent(s): Dilip Shah, Pankaj Udeshi
Respondent Lawyers(s): Gary S. Kessler, John J. Gitlin
Arbitrator(s): Philip I. McConnell, Larry N. Quinn, Catherine M. Norman
Hearing Site: Dallas, TX
| | $66,500 |
| 08-00687 | 06/08/2012 | Claimant(s): Cliff Cashman, David DeRose, Erik Langeland, James Colombo, Mike Colombo, Robert Wheless
Claimant Lawyers(s): Mark H. How
Respondent(s): Brandon Laxton, Matthew Fox, Texas Securities Partners.
Respondent Lawyers(s): Douglas C. Kittelson, Matthew W. Fox, Tony Morrison
Arbitrator(s): Louis J. Weber, Lawrence R. Maxwell, Robert G. Clark
Hearing Site: Dallas, TX
| | $0 |
| 12-00415 | 06/01/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Edson
Respondent Lawyers(s): Eric Edson
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
| | |
| 11-04385 | 05/16/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachel Carp
Respondent(s): Jon Coleman
Respondent Lawyers(s): Jon Christian Coleman
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 11-01208 | 05/09/2012 | Claimant(s): Milton Ward
Claimant Lawyers(s): John J. Miller
Respondent(s): Brandon Leon, Michael Mcnulty, Michael Murphy, Olympia Asset Management,Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Feil
Arbitrator(s): Phillip Lee Scheldt, Mark L. Williams, Anita M. Jean
Hearing Site: Dallas, TX
| | $0 |
| 11-03971 | 05/08/2012 | Claimant(s): Matthew Phillips
Claimant Lawyers(s): Matthew Timothy Phillips
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
| | |
