Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02927 | 06/03/2021 | Claimant(s): Russell Boaz Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 21-00099 | 05/17/2021 | Claimant(s): Sanjay Chandra Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Tpeg Securities Respondent Lawyers(s): Daniel S. Meader, Executive Rep. Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-02842 | 05/07/2021 | Claimant(s): David Nethery Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-03219 | 04/23/2021 | Claimant(s): Benjamin Matheson Claimant Lawyers(s): Joshua A. Katz Respondent(s): JCC Capital Markets Respondent Lawyers(s): Mark Atchity Arbitrator(s): Nicole T. LeBoeuf Hearing Site: Dallas, TX | ||
| 20-01507 | 04/08/2021 | Claimant(s): Michael Morgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-02629 | 03/25/2021 | Claimant(s): James Aughenbaugh Claimant Lawyers(s): Brian Luther Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): William A. Fynes Hearing Site: Dallas, TX | ||
| 20-03241 | 03/23/2021 | Claimant(s): Stephen Wingard Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-02620 | 03/19/2021 | Claimant(s): Randall Childress Claimant Lawyers(s): Brian Luther Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX | ||
| 20-02876 | 03/19/2021 | Claimant(s): Timothy Walsh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fortune Financial Services., World Choice Securities. Respondent Lawyers(s): Karl E. May, Robert K. Cargin Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 20-01557 | 03/15/2021 | Claimant(s): John Canada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Maxel (Bud) B Silverberg Hearing Site: Dallas, TX |