Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00061 | 10/06/2021 | Claimant(s): Michael Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-00569 | 10/01/2021 | Claimant(s): Amherst Pierpont Securities Claimant Lawyers(s): Anthony Paduano Respondent(s): Keith Wakefield Respondent Lawyers(s): Keith Wakefield Arbitrator(s): George Pinckney Shingler Hearing Site: Atlanta, GA | ||
| 19-02689 | 08/30/2021 | Claimant(s): Ronnie Rozier Claimant Lawyers(s): Ronnie L Rozier Respondent(s): Aubrey Parker, Wells Fargo Advisors Respondent Lawyers(s): Keith Barnett Arbitrator(s): Barbara Black, Judith Stilz Ogden, Henry Bruce Haynes Hearing Site: Atlanta, GA |  | Expungement |
| 19-01081 | 08/13/2021 | Claimant(s): Zenith Trust Claimant Lawyers(s): Christopher J. Gray Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Peter G. Wilson Arbitrator(s): Perry Lee Taylor, Walter William Harness, George Pinckney Shingler Hearing Site: Atlanta, GA | | $0 |
| 21-00886 | 08/11/2021 | Claimant(s): Michael Biggiani Claimant Lawyers(s): Michael Biggiani Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): George Pinckney Shingler Hearing Site: Atlanta, GA | | $0 |
| 20-02944 | 07/16/2021 | Claimant(s): Marcus Ashworth Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Chandler R. Bridges Hearing Site: Atlanta, GA | ||
| 20-03214 | 07/08/2021 | Claimant(s): Jason Seale Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): American Wealth Management. Respondent Lawyers(s): Joel R. Beck Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-02705 | 06/07/2021 | Claimant(s): Pamela Middleton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 20-03007 | 06/04/2021 | Claimant(s): Timothy Vanderver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Murphy Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 21-00207 | 06/04/2021 | Claimant(s): Trevor Starnes Claimant Lawyers(s): Trevor Starnes Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Chandler R. Bridges Hearing Site: Atlanta, GA | | $0 |