| 10-00404 | 08/05/2010 | Claimant(s): Aberth
Claimant Lawyers(s): Marvin S. Goldstein
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Joel Steven Arogeti
Hearing Site: Atlanta, GA
|  | $0 |
| 09-04975 | 08/03/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Jason Adams
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Andrew G. Fellios, Doris Lindbergh, Lynda L. Baker
Hearing Site: Atlanta, GA
| | |
| 09-04541 | 07/15/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana H. Sur
Respondent(s): Lawrence Wood
Respondent Lawyers(s): Lawrence Todd Wood
Arbitrator(s): Nicholas John Taldone
Hearing Site: Atlanta, GA
| | |
| 09-06561 | 07/08/2010 | Claimant(s): Steven Hara, Ruth Hara and James Hara Trusts
Claimant Lawyers(s): Steve Hara
Respondent(s): Jay Kelter, Jerome Kelter
Respondent Lawyers(s): Jason S. Haselkorn, Jerome Kelter
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | $213 |
| 09-04186 | 07/06/2010 | Claimant(s): Gordon Church, Kyle Church, The Trust U/W Margaret P. Barnett
Claimant Lawyers(s): Edward J. Dovin
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Perry Lee Taylor, Daniel E. Gulden, Brock Bingham Gordon
Hearing Site: Atlanta, GA
| | $0 |
| 09-02967 | 06/18/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Michael J. Fortunato
Respondent(s): Robert Pippenger
Respondent Lawyers(s): Michael A. Anderson
Arbitrator(s): Chandler R Bridges, George S. Willingham, Robert A. Dean
Hearing Site: Atlanta, GA
| | |
| 09-04514 | 06/10/2010 | Claimant(s): Virginia Kaye Corley
Claimant Lawyers(s): Barry D. Broome
Respondent(s): Wachovia Securities, James Stanley, Kathy Daisey, Kim Thomas, Kristin Sarafinis, Luther Reames, Mark Moore, Scott Tittle, Steve Kelleher
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert H. Putnam, Mollie Wagner Neal, Alfred Lee Dingler
Hearing Site: Atlanta, GA
| | $0 |
| 09-06541 | 05/20/2010 | Claimant(s): Jeff Jernigan, Jill Jernigan
Claimant Lawyers(s): Pat Huddleston
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): A. Keith Logue
Hearing Site: Atlanta, GA
| | $0 |
| 09-00740 | 05/19/2010 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Charles Stevens, Darin Stevens
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): A. Keith Logue, Fredrick T.W. Reed, Robert A. Dean
Hearing Site: Atlanta, GA
| | |
| 09-01964 | 05/05/2010 | Claimant(s): David Meyers
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): A. Kelly Brennan
Arbitrator(s): Howard S. Levine, Stephen P. Hoffman, Charles E. White
Hearing Site: Atlanta, GA
| | $1,298,280 |
