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FINRA Awards for Detroit, MI

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Displaying 71-80 out of 550 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0079704/16/2021Claimant(s): Wynn Family Protection Trust
Claimant Lawyers(s): Daniel J Broxup
Respondent(s): Jaime Westenbarger
Respondent Lawyers(s): Jaime Michael Westenbarger
Arbitrator(s): Sandra Franklin
Hearing Site: Detroit, MI
Checkmark Icon$259,524
20-0182403/09/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Krista L. Elsasser
Arbitrator(s): Kevin R. Zehe
Hearing Site: Detroit, MI
20-0322502/26/2021Claimant(s): Joseph Mackey
Claimant Lawyers(s): Sarah K. Yates
Respondent(s): Cambridge Investment Research., MKD Wealth Coaches
Respondent Lawyers(s): Richard H. Kuhlman, Tim Mrock
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
20-0049102/24/2021Claimant(s): Gerard Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
20-0049302/23/2021Claimant(s): Gerald Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
20-0115702/22/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michele Renee Zinn
Hearing Site: Detroit, MI
20-0101602/02/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
19-0114301/28/2021Claimant(s): Howard Barron, Howard Barron Revocable Living Trust, Restated Howard B. Young Revocable Trust
Claimant Lawyers(s): Brian Levin
Respondent(s): Arete Wealth Management
Respondent Lawyers(s): Linda Ieleja Gerstman
Arbitrator(s): Raymond J. Sterling, Patrick R. Sughroue, Frank Todd Aiello
Hearing Site: Detroit, MI
Checkmark Icon$515,072
20-0252101/13/2021Claimant(s): Anthony Bagneschi
Claimant Lawyers(s): Kurt Zimmerman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
20-0159612/22/2020Claimant(s): Christopher Michalak
Claimant Lawyers(s): Brian Luther
Respondent(s): Avantax Investment Services.
Respondent Lawyers(s): Judith Knudsen
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI

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