| 12-00255 | 03/06/2015 | Claimant(s): Newton Solomon, Newton Solomon IRA, Newton Solomon Trust
Claimant Lawyers(s): Lawrence J. Schloss
Respondent(s): Robert Gurvin, Ridgeway & Conger.
Respondent Lawyers(s): Kenneth F. Silver
Arbitrator(s): Barry Goldman, Earlene R. Baggett-Hayes, Robert Michael Dorman
Hearing Site: Detroit, MI
|  | $378,000 |
| 13-02460 | 02/13/2015 | Claimant(s): Rose LaBolle
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Christopher Tovar
Arbitrator(s): Jeffry M. Bauer, Edward A. Porter, Peter C. Rageas
Hearing Site: Detroit, MI
| | $299,858 |
| 14-00261 | 12/23/2014 | Claimant(s): William Beaumont Hospital
Claimant Lawyers(s): James R. Swanson
Respondent(s): Goldman, Sachs and Company, Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo, Matthew A. Schwartz
Arbitrator(s): Benjamin A. Kerner, Carl E. Ver Beek, Betty R. Widgeon
Hearing Site: Detroit, MI
| | $0 |
| 14-01234 | 12/18/2014 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Benjamin A. Kerner
Hearing Site: Detroit, MI
| | |
| 14-00545 | 12/02/2014 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Suchitra Busch, Executive Wealth Management
Respondent Lawyers(s): David H. Jarvis, Tara E. Mahoney
Arbitrator(s): Peter S. Viviano, Tracy L. Allen, Charlene Johnson
Hearing Site: Detroit, MI
| | |
| 13-03004 | 10/31/2014 | Claimant(s): Daniel Murphy
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Gary Levitt
Respondent Lawyers(s): Gary E. Levitt
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | Expungement |
| 13-02394 | 10/24/2014 | Claimant(s): Noah Morgan
Claimant Lawyers(s): Noah C. Morgan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri, Chris D. Kontos, Howard T.D. Spence
Hearing Site: Detroit, MI
| | |
| 12-04085 | 10/24/2014 | Claimant(s): Norma Goldman
Claimant Lawyers(s): David J. Shea
Respondent(s): Michael Singer, La Salle St. Securities, L.L.C.
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): Robert J. Scafuri, James L. Karpen, William Joseph Caprathe
Hearing Site: Detroit, MI
| | Expungement |
| 12-00765 | 10/15/2014 | Claimant(s): Sherry Katz-Hedrington, Security Financial Management Compnay, L
Claimant Lawyers(s): Derek S Wilczynski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kyle D. Rettberg
Arbitrator(s): Tracy L. Allen, Matthew W. Schlegel, Gerald W. Hepp
Hearing Site: Detroit, MI
| | $600 |
| 12-02080 | 10/08/2014 | Claimant(s): The Arthur E. Strunk Revocable Trust, da
Claimant Lawyers(s): John Hubbard
Respondent(s): Morgan Stanley, Shawn Burr
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Marvin I. Horowitz, Robert J. Scafuri, Anthony Allen Mogle
Hearing Site: Detroit, MI
| | $75,000 |
