| 11-01585 | 05/15/2012 | Claimant(s): Roberta Eaton, Rondal Eaton Trust
Claimant Lawyers(s): Zachary J. Eichel
Respondent(s): Chase Investment Services Corp., Jeffrey Roache
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Allan Weiss, Raymond M. Kirtley, William Lawrence Spellman
Hearing Site: Indianapolis, IN
|  | $0 |
| 11-01039 | 04/20/2012 | Claimant(s): Florence Pesce
Claimant Lawyers(s): Florence Pesce
Respondent(s): J.P. Morgan Securities, Banc One Securities Corporation
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Jeffrey M. Bain, Gregory P. Szuter, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
| | $0 |
| 10-02830 | 03/15/2012 | Claimant(s): Lloyd Geldreich, Lloyd E. Geldreich Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Chase Investment Services Corp., Michael Craggett
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Judith A. Cochrane, Roy J. Moceri, Lawrence E. Little
Hearing Site: Seattle, WA
| | Expungement |
| 10-04748 | 07/27/2011 | Claimant(s): Joseph Roe
Claimant Lawyers(s): D. Daxton White
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Richard B. Lewis
Hearing Site: Indianapolis, IN
| | $425 |
| 10-04069 | 04/04/2011 | Claimant(s): Lety E Linn, David P and Lety E Linn
Claimant Lawyers(s): David Paul Linn
Respondent(s): Chase Investment Services Corp., Tony Wittrock
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Susan M. Thevenet
Hearing Site: Denver, CO
| | $0 |
| 09-05706 | 09/24/2010 | Claimant(s): The Luckett Family Trust
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Bill Swinford
Hearing Site: Louisville, KY
| | $0 |
| 09-03575 | 04/21/2010 | Claimant(s): Wanda Fraley
Claimant Lawyers(s): Robert Nast
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Monette E. Draper
Hearing Site: Indianapolis, IN
| | $0 |
| 07-01012 | 12/14/2009 | Claimant(s): Elliot and Noeline Cuker
Claimant Lawyers(s): David Marek
Respondent(s): Jonathan Bush, J. Bush & Company.
Respondent Lawyers(s): Elizabeth M. Hill, Michael N. Ungar
Arbitrator(s): Charles S. Guggenheimer, Elaine D. Papas, Denise L. Quarles
Hearing Site: New York, NY
| | $300,000 |
| 08-00145 | 10/29/2008 | Claimant(s): PNC Investments Inc.
Claimant Lawyers(s): Elizabeth M. Hill
Respondent(s): Andrea Sawchuk
Respondent Lawyers(s): Brian K. Wiley
Arbitrator(s): Alan M. Schankel, Carol H. Gold, Fred W. Miller
Hearing Site: Philadelphia, PA
| | |
| 07-02094 | 07/23/2008 | Claimant(s): Mark Fritz
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Daniel Schrieber, Granite Financial Group
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Sanford Heiser, Thomas R. Skulina, Harvey Michael Rosenberg
Hearing Site: Cleveland, OH
| | $0 |
