| 08-00328 | 09/09/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): William Rexrode
Respondent Lawyers(s): William T. Rexrode
Arbitrator(s): Dale A. Hearn, Walter F. Schleyer, Ruth Smith Jackson
Hearing Site: Houston, TX
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| 07-00701 | 08/13/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Michael L. Chinitz
Respondent(s): Gabriel Defeo, Karen Ellis, Louis Garofano, Martin Courage
Respondent Lawyers(s): Catherine A. Sammartino, Todd M. Reed
Arbitrator(s): Stephen Z. Frank, Robert V. Deiana, Evalyn Lipton Fishbein
Hearing Site: Providence, RI
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| 07-02359 | 08/08/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Michael Cole
Respondent Lawyers(s): Michael W. Cole
Arbitrator(s): Lewis W. Slaughter, Robert H. Nelson, Gary F. Lang
Hearing Site: Orlando, FL
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| 07-01487 | 08/04/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Arthur Castro
Respondent Lawyers(s): David L. Casterline
Arbitrator(s): Bert Levy, Basil Lewis, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
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| 07-03040 | 08/04/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Steven Owens
Respondent Lawyers(s): Gene D. Lipscher
Arbitrator(s): S. William Gersten
Hearing Site: Boca Raton, FL
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| 06-05408 | 07/31/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Andy James
Respondent Lawyers(s): Armand Salese
Arbitrator(s): Richard B. Bequette, George N. Roy, Allan D. Breyer
Hearing Site: Phoenix, AZ
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| 07-00446 | 07/31/2008 | Claimant(s): Brent Cowin, Rock Mirich
Claimant Lawyers(s): Marie Mirch
Respondent(s): David Winchell, Jeffrey Graves, Julie Castle, Keith Schmidt, Lisa Dry, Mary With, Matthew Howard, Banc of America Investment Services Inc., Pat Jagielski, William Tanem, Bank of America
Respondent Lawyers(s): Bryce K. Kunimoto
Arbitrator(s): David W. Dresnick, Geoffrey A. VanderPal, Paul E. Dahlman
Hearing Site: Las Vegas, NV
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| 07-02466 | 07/17/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Joseph Sherrick
Respondent Lawyers(s): Joseph J. Sherrick
Arbitrator(s): Bonnie K. Wachtel, Donald R. Giacomelli, Stephanie Wagner Ketchum
Hearing Site: Baltimore, MD
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| 06-03489 | 07/03/2008 | Claimant(s): Jon Nee
Claimant Lawyers(s): William K. Diehl
Respondent(s): Banc of America Investment Services Inc., Bank of America, N.A.
Respondent Lawyers(s): George C. Covington
Arbitrator(s): Don M. Bieger, James Whitaker Ballou, Celeste A. Beron
Hearing Site: Charlotte, NC
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| 07-01940 | 06/19/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kenneth Freedman
Respondent Lawyers(s): Kenneth D. Freedman
Arbitrator(s): Frank F. Foys, Robert W. Edler, Richard A. Van Kalker
Hearing Site: Chicago, IL
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