| 12-03899 | 03/10/2014 | Claimant(s): Harold Edmonson
Claimant Lawyers(s): Erwin Cohn
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Jack J. Herman, Susan L. Walker, James A. Murphy
Hearing Site: Chicago, IL
|  | $14,629 |
| 12-02522 | 02/19/2014 | Claimant(s): Keith G. Berg, & Mary L Hedblom Liv fam
Claimant Lawyers(s): August M. Iorio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David G. Buffa
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
| | Expungement |
| 12-04166 | 11/01/2013 | Claimant(s): Kevin Schoenbeck
Claimant Lawyers(s): Kevin L. Schoenbeck
Respondent(s): First Trust Portfolios L.P.
Respondent Lawyers(s): Sara Siegall
Arbitrator(s): Susan S. Hickel, Marilee Roberg, Susan L. Walker
Hearing Site: Chicago, IL
| | $0 |
| 12-01528 | 09/23/2013 | Claimant(s): Steven Barbeau, Steven P. Barbeau IRA
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Caroline K. Hall
Arbitrator(s): Susan L. Walker, Mark A. Frankel, Dennis M. Selby
Hearing Site: Milwaukee, WI
| | Expungement |
| 12-02453 | 09/19/2013 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Patrick G. King
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Frank Samuelsohn, Susan L. Walker, Marcia Bonita Gevers
Hearing Site: Chicago, IL
| | |
| 09-06734 | 05/17/2012 | Claimant(s): Johnetta Allen
Claimant Lawyers(s): Sandor L. Grossman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Douglas W. Hyman
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
| | $0 |
| 09-06330 | 03/18/2011 | Claimant(s): Kritz Family LLC
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn J. Bushby
Arbitrator(s): Susan L. Walker, Mark P. Filwett, Richard J. DeWitt
Hearing Site: New Orleans, LA
| | $0 |
| 09-00558 | 07/02/2010 | Claimant(s): Carl Noble, Sandra Noble
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Theodore Williams, Howe Barnes Hoefer & Arnett.
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): James D. Adducci, Louis M. Skydell, Susan L. Walker
Hearing Site: Chicago, IL
| | $0 |
