| 12-02541 | 10/08/2013 | Claimant(s): June Matalon
Claimant Lawyers(s): A. Roger Elston
Respondent(s): Claud Baruch, Morgan Stanley, Richard Wynes, Robert Feinman
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
|  | $0 |
| 12-03098 | 10/03/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Timothy N. Will
Respondent(s): Catherine Sweeney
Respondent Lawyers(s): Catherine Rose Sweeney
Arbitrator(s): Herbert Murez
Hearing Site: Los Angeles, CA
| | $0 |
| 12-02936 | 10/01/2013 | Claimant(s): Scott Miller
Claimant Lawyers(s): Mark W. Bayer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Daniel A. Kile, Lawrence R. Maxwell, Joseph G. Werner
Hearing Site: Dallas, TX
| | $96,436 |
| 13-00817 | 09/27/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Katrina Mccabe
Respondent Lawyers(s): Katrina Marie McCabe
Arbitrator(s): Jack A. Helms
Hearing Site: Tampa, FL
| | $0 |
| 12-02355 | 09/27/2013 | Claimant(s): Chantel Hopping, Tom Hopping
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Morgan Stanley, Richard Bowling
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): James L. Karpen, George E. White, Stephen D Kursman
Hearing Site: Detroit, MI
| | $0 |
| 13-01325 | 09/20/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas Hyman, Jonathan D. Berg
Respondent(s): Naseem Salamah
Respondent Lawyers(s): Rene Hernandez
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
| | $0 |
| 10-02424 | 09/18/2013 | Claimant(s): The Police and Fire Retirment System
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Glenn Murray, Citigroup Global Markets., John Giampetroni, Morgan Stanley, GSC CDO, L.L.C., GSC PARTNERS CDO INVESTORS II, L.P., GSC PARTNERS CDO INVESTORS, GSCP (NJ) L.P., Morgan Stanley Dean Witter
Respondent Lawyers(s): Daniel A. Ross, Gregory B. Simon, Rawn Howard Reinhard, Stefan R. Dandelles
Arbitrator(s): Richard C. Vanden Brul, Stephen D Kursman, Gerald W. Hepp
Hearing Site: Detroit, MI
| | $0 |
| 11-01131 | 09/17/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Carl Watts, James Nastasi, Richard Braitman, Steven Brettler
Respondent Lawyers(s): Michael J. Dunn, Samuel P. Mauch
Arbitrator(s): Jim Geiger, Jack H. McNairy, John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
| 12-02744 | 09/17/2013 | Claimant(s): Thomas McLaughlin
Claimant Lawyers(s): Kevin M. McLaughlin
Respondent(s): Morgan Stanley, Matthew Van Someren, Susan Kahn
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Benjamin L. Abramowitz, Raymond E. Cornelius, David Edwin Link
Hearing Site: Orlando, FL
| | $0 |
| 10-04929 | 09/16/2013 | Claimant(s): Nasirdin Madhany, Zeenat Madhany, Nasirdin H. Madhany Revocable Trust, Zeenat Madhany Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Robert J. Walter, Floyd Edward Roberts, Theodore Haynes
Hearing Site: Orlando, FL
| | $3,185,300 |
