| 14-02982 | 09/27/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jennifer L. Tomsen, Tracy L. Gerber
Respondent(s): Audra Lalley
Respondent Lawyers(s): Michael A. Thurman
Arbitrator(s): Barbara M. Zak, Annette Gres Shepherd, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
| | |
| 15-01906 | 09/23/2016 | Claimant(s): Mario Marelli, Sara Lord
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley, Michael Glovas
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Pamela H. Roderick, Leslie Ruth Nydick, Veronica Ann Williams
Hearing Site: New York, NY
|  | $300 |
| 14-02429 | 09/19/2016 | Claimant(s): William Langfan
Claimant Lawyers(s): William K. Langfan
Respondent(s): Citigroup Global Markets., Morgan Stanley, Scott Sade
Respondent Lawyers(s): George D. Sullivan, Peter B. King
Arbitrator(s): Allen Kilik, Lisa Marie Macci, Steven G. Montesi
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00588 | 09/15/2016 | Claimant(s): Eilat Worldwide Invest Ltd.
Claimant Lawyers(s): Barry R. Fischer
Respondent(s): Edouard Crepy, Morgan Stanley
Respondent Lawyers(s): Lauren R. Whetstone
Arbitrator(s): Bernard A. Becker
Hearing Site: Miami, FL
| | Expungement |
| 15-02437 | 09/15/2016 | Claimant(s): Roger Quick, Roger A. Quick Irrevocable Trust
Claimant Lawyers(s): Brian C. Haussmann
Respondent(s): Morgan Stanley, Stuart Zimmerman
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
| | $0 |
| 16-00922 | 09/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Russell Goldstein
Respondent Lawyers(s): Russell Lee Goldstein
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | |
| 14-02531 | 09/12/2016 | Claimant(s): Gary LaRue, Mid-Con MFG.
Claimant Lawyers(s): Gary LaRue
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Stephen G. Sneeringer, Elton W. Chartrand, Robert J. Gregory
Hearing Site: Little Rock, AR
| | $0 |
| 16-00805 | 09/12/2016 | Claimant(s): Thomas Darga, Thomas M. Darga IRA
Claimant Lawyers(s): Jeffrey D. Gardner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lesley V. Tepper
Arbitrator(s): Paul A. Cash
Hearing Site: Phoenix, AZ
| | $300 |
| 16-01397 | 09/06/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al.
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Dan Moss
Respondent Lawyers(s): Dan Moss
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 16-01131 | 08/24/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Christopher Seshadri
Respondent Lawyers(s): Christopher Adam Seshadri
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
