| 18-00647 | 12/20/2019 | Claimant(s): Lydia Chopin
Claimant Lawyers(s): Eric G Behrens
Respondent(s): Morgan Stanley, Kathleen Perry
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Sherry R. Wetsch, Shannon Lyn Mays, Cara Elizabeth Carlson
Hearing Site: Houston, TX
|  | $0 |
| 19-02189 | 12/11/2019 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Walter Sweatt
Respondent Lawyers(s): Walter Lee Sweatt
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
| | |
| 19-01467 | 11/29/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Craig Micklich
Respondent Lawyers(s): Craig William Micklich
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
| | |
| 18-02508 | 11/26/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): William Despard
Respondent Lawyers(s): William Roy Despard
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
| | |
| 19-01689 | 11/19/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Ryan Ashton
Respondent Lawyers(s): Ryan Manning Ashton
Arbitrator(s): Evan A. Gould
Hearing Site: San Diego, CA
| | |
| 19-01315 | 11/18/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holding LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Damion Smith
Respondent Lawyers(s): Damion Lenell Smith
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | |
| 18-02479 | 11/13/2019 | Claimant(s): Betsy Hoffman
Claimant Lawyers(s): Betsy Hoffman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Julian F. Santos, Edward S. Hill, Christine H Barrington
Hearing Site: Hartford, CT
| | $0 |
| 18-03529 | 11/07/2019 | Claimant(s): Estate of Gerald Seldin, Gerald Seldin Residuary Trust u/w dated
Claimant Lawyers(s): Jeffrey E. Nusinov
Respondent(s): Alan Hess, Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Edward J. Gutman, James Ray Eyler, Thomas M. Devlin
Hearing Site: Baltimore, MD
| | $173,202 |
| 18-03753 | 10/29/2019 | Claimant(s): Ann Marie Gallagher
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | $8,100 |
| 18-04386 | 10/21/2019 | Claimant(s): Kevin Cox
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
