| 12-02656 | 01/28/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tara M. Jacobson
Respondent(s): Thomas Gillons
Respondent Lawyers(s): Thomas Dominick Gillons
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
| | $0 |
| 11-04489 | 01/25/2013 | Claimant(s): Papell Family Trust v/a/d 8/12/1997
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Thomas E. Shuck, Mario H. Metzger, Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
|  | $0 |
| 11-04250 | 01/23/2013 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Jerry Truman
Respondent Lawyers(s): John M. Fedders
Arbitrator(s): Louis Paul Sitnik, Stephany Adriene Watson, Edward Houry
Hearing Site: Washington, DC
| | $0 |
| 12-02716 | 01/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Robert Thompson
Respondent Lawyers(s): Robert Sidney Thompson
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL
| | $0 |
| 12-02809 | 01/18/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | $0 |
| 11-01723 | 01/17/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Charles Goodman
Respondent Lawyers(s): Mark L. Ish
Arbitrator(s): Jonathan H. Larson, Charles E. Riggs, J. Robert Brown
Hearing Site: Albuquerque, NM
| | $0 |
| 11-03606 | 01/17/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Brian R. Mills
Respondent(s): John Hackbarth
Respondent Lawyers(s): John Melton Hackbarth
Arbitrator(s): C. Sumpter Logan
Hearing Site: Birmingham, AL
| | $0 |
| 12-00816 | 01/16/2013 | Claimant(s): Ziad Yaghnam
Claimant Lawyers(s): Ziad Yaghnam
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Marcie Mintz
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $0 |
| 11-03106 | 01/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Sean F. Monahan
Hearing Site: Newark, NJ
| | $0 |
| 12-02086 | 01/14/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): John K. Wells
Respondent(s): Gary Schwarcz
Respondent Lawyers(s): Gary Alan Schwarcz
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | $0 |
