| 11-01070 | 04/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Shoffner
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Samuel E. Wing, Marilyn R. Lewis, Melissa Kay Kondziolka
Hearing Site: Denver, CO
| | $0 |
| 12-02245 | 04/03/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Brown
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Joseph W. Cheek, Katherine H. O'Neil, John McGown
Hearing Site: Boise, ID
| | $0 |
| 12-02247 | 04/03/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Burton
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Boise, ID
| | $0 |
| 11-02921 | 04/01/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Nicole Eppley
Respondent Lawyers(s): Nicole S. Eppley
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
| | $0 |
| 12-03775 | 04/01/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Gehrin Ortiz
Respondent Lawyers(s): Gehrin Michael Ortiz
Arbitrator(s): Edward J. Costello
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03327 | 03/26/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Kris Larson
Respondent Lawyers(s): Kris Kendrick Larson
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03193 | 03/25/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Christopher Hasbrouck
Respondent Lawyers(s): Christopher Hasbrouck
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | $0 |
| 10-04514 | 03/22/2013 | Claimant(s): James Eastman
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy Gerber
Arbitrator(s): Langfred W. White, Howard L. Hill, Thomas J. Patka
Hearing Site: Tampa, FL
| | $0 |
| 11-03327 | 03/21/2013 | Claimant(s): Peter Hasho
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Kip C. Lubcke, Mitchell S. Friedman, Robert G. O'Brien
Hearing Site: New York, NY
|  | $0 |
| 11-03379 | 03/18/2013 | Claimant(s): J.J.B. Hilliard, W.L. Lyons
Claimant Lawyers(s): Reva D. Campbell
Respondent(s): Jay Otto, Jeffrey Lutz, Morgan Stanley, Tammy Kinstle
Respondent Lawyers(s): Joseph B. Alonso, Salvador M. Hernandez
Arbitrator(s): John B. Glueckert, Gregory P. Szuter, James Stephen Smith
Hearing Site: Cincinnati, OH
| | $0 |
