Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-03441 | 08/01/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jameile Cawley Respondent Lawyers(s): Edward Fergreus Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | ||
| 12-00396 | 07/18/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jeffrey Riley Respondent Lawyers(s): Jeffrey S Riley Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX | ||
| 10-00649 | 06/25/2012 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Robinson Respondent Lawyers(s): Keith L. Griffin Arbitrator(s): Peter Ordower, Mark E. Larson, Gerald Joseph Aleksy Hearing Site: Chicago, IL | ||
| 12-00415 | 06/01/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Edson Respondent Lawyers(s): Eric Edson Arbitrator(s): Melinda G. Jayson Hearing Site: Dallas, TX | ||
| 10-04930 | 05/02/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Anthony Robbins Respondent Lawyers(s): Anthony D. Robbins Arbitrator(s): Lester Neal Ellis Hearing Site: Charlotte, NC | ||
| 11-01383 | 04/16/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Richard Chiarenza Respondent Lawyers(s): Richard Douglas Chiarenza Arbitrator(s): Walter S. Weiss Hearing Site: Las Vegas, NV | ||
| 09-01518 | 03/13/2012 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Soukkay Keomysy Respondent Lawyers(s): Adam A. Gillette Arbitrator(s): Emily F. Seesel, Jeffrey W. Jacobs, John R. Lepley Hearing Site: Minneapolis, MN | ||
| 10-05348 | 02/17/2012 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kenneth Horswell Respondent Lawyers(s): Kenneth Alan Horswell Arbitrator(s): James G. Cooper, Michael J. Ahlstrom, Jeff Kilgore Hearing Site: Houston, TX | ||
| 09-06004 | 01/25/2012 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Joseph Papez Respondent Lawyers(s): Howard J. Rosenburg Arbitrator(s): Herb Schwartz Hearing Site: Las Vegas, NV | ||
| 11-02959 | 01/25/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jeffrey Roache Respondent Lawyers(s): Jeffrey L. Roache Arbitrator(s): Bill Swinford Hearing Site: Indianapolis, IN |