| 14-03599 | 10/11/2016 | Claimant(s): Larry Kolodey
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Edward M. Olson, Jeffry M. Bauer, Tracy L. Allen
Hearing Site: Detroit, MI
|  | Expungement |
| 13-03636 | 03/22/2016 | Claimant(s): Cliqusean Green
Claimant Lawyers(s): Erin E. Hanson
Respondent(s): Ameriprise Financial Services., American Express Financial Advisors
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael S. Matek, Donald W. McKenzie, Rita J. Jacyna Curley
Hearing Site: Chicago, IL
| | |
| 14-02133 | 08/04/2015 | Claimant(s): Deanna Braun, Richard Braun
Claimant Lawyers(s): Jonathan E Neuman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Mark S. Foster, Larry R. Trussell, Michael D. Fitzgerald
Hearing Site: Omaha, NE
| | $43,999 |
| 14-00975 | 05/19/2015 | Claimant(s): James Acciaioli
Claimant Lawyers(s): James Acciaioli
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $987 |
| 09-06970 | 05/14/2015 | Claimant(s): Joseph Collins
Claimant Lawyers(s): Joseph Collins
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Gregory E. Cater, Malcolm Edwin Whittaker, Susan Meek
Hearing Site: Houston, TX
| | |
| 13-03782 | 04/15/2015 | Claimant(s): Charles Bumpus, Glenda Bumpus
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Angela Moyer, Klassa, Swaggerty & Associates
Respondent Lawyers(s): Corporate Office, Edward A. Walton
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 14-03181 | 03/02/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Joseph Jayne
Respondent Lawyers(s): Joseph Jayne
Arbitrator(s): Mary C. Kelleher
Hearing Site: Boston, MA
| | |
| 11-04048 | 01/29/2015 | Claimant(s): Susan Lawshe
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Christopher Coppola, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | $0 |
| 12-03880 | 12/12/2014 | Claimant(s): Maryellen Lurie
Claimant Lawyers(s): David M. White
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | Expungement |
| 10-05114 | 09/26/2014 | Claimant(s): Mark Simon
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Ameriprise Financial Services., Larry Larson, Larson & Associates
Respondent Lawyers(s): Edward A. Walton, Miles D. Hart
Arbitrator(s): Jeffry M. Bauer, Harvey Frank, Anthony R. Paesano
Hearing Site: Detroit, MI
| | |
