| 22-02161 | 07/21/2023 | Claimant(s): Jeffrey Wechsler
Claimant Lawyers(s): Jeffrey D. Wechsler
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Denise L. Quarles, Robert Elliot Harrison, Nancy Marie Thevenin
Hearing Site: New York, NY
|  | $7,647 |
| 21-03069 | 06/29/2023 | Claimant(s): Mark Mills
Claimant Lawyers(s): Thomas C Allison
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, S. Ronald Daniels, Jan Duda Krafczek
Hearing Site: Boca Raton, FL
| | $10,440 |
| 22-02343 | 06/16/2023 | Claimant(s): John Moore
Claimant Lawyers(s): John H. Moore
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
| | $0 |
| 22-01667 | 06/09/2023 | Claimant(s): Jacob Tiab
Claimant Lawyers(s): Jacob Tiab
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Joseph Winter, H. Stuart Waxman, Jeffrey Dwayne Robertson
Hearing Site: Los Angeles, CA
| | $0 |
| 22-01537 | 06/07/2023 | Claimant(s): David Pitlor
Claimant Lawyers(s): David Pitlor
Respondent(s): Garrett Wynne, Charles Schwab & Co.., TD Ameritrade., Stacy Fries
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Rochelle E. Dillard, Susan L. Walker, Matthew Rothchild
Hearing Site: Omaha, NE
| | Dismissed by Rule 12504 |
| 22-02883 | 05/01/2023 | Claimant(s): Tongzhou Luo
Claimant Lawyers(s): Tongzhou Luo
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Isidoro Berkman
Hearing Site: Seattle, WA
| | $175 |
| 22-00099 | 04/19/2023 | Claimant(s): Courtney Mathy, John Cooper, Mariette Cooper, Reginald Cooper, Armour Self Storage II, Courtney Mathy Trust
Claimant Lawyers(s): Casey Obren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Walter Steven Schwartz, William B. Morgan, J. William Brammer
Hearing Site: Phoenix, AZ
| | $0 |
| 22-02724 | 03/31/2023 | Claimant(s): Nicholas Kosley
Claimant Lawyers(s): Nicholas A Kosley
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Jennifer A. Stevens
Arbitrator(s): Barry Goldman
Hearing Site: Cleveland, OH
| | $0 |
| 22-00807 | 03/27/2023 | Claimant(s): Edward McCoy, Shirley McCoy
Claimant Lawyers(s): Edward A. McCoy
Respondent(s): Charles Schwab & Co.., TD Ameritrade.
Respondent Lawyers(s): Jennifer A. Stevens
Arbitrator(s): Michael S. Matek, Mark S. Foster, Susan Baker Teson
Hearing Site: Kansas City, MO
| | $300 |
| 22-00653 | 03/10/2023 | Claimant(s): Oscar Starker, Powernet
Claimant Lawyers(s): Oscar Starker
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
| | $0 |
