Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02024 | 06/14/2013 | Claimant(s): Mark Francis Claimant Lawyers(s): Mark Francis Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Elliot Berman Hearing Site: New York, NY |  | $0 |
| 12-03039 | 06/04/2013 | Claimant(s): Paula Maar Claimant Lawyers(s): Andrew J. Maar Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Bill M. Lamoreaux Hearing Site: Dallas, TX | | $5,605 |
| 12-03904 | 05/30/2013 | Claimant(s): Kantilal Desai Claimant Lawyers(s): Kantilal P. Desai Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Bill M. Lamoreaux Hearing Site: Dallas, TX | | $600 |
| 12-01838 | 05/22/2013 | Claimant(s): Christopher Grabowski Claimant Lawyers(s): Christopher Grabowski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Seth H. Barsky Hearing Site: Detroit, MI | | $0 |
| 12-01907 | 05/15/2013 | Claimant(s): Nicholas Nayak Claimant Lawyers(s): Peter J. Berman Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): G. Marshall Abbey Hearing Site: Chicago, IL | | $20,648 |
| 12-03471 | 05/10/2013 | Claimant(s): Mike Safaie Claimant Lawyers(s): Mike Safaie Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert E. Jenks, Jack R. Goetz, Darrell Thomas Reed Hearing Site: Los Angeles, CA | ||
| 12-00525 | 05/03/2013 | Claimant(s): Robert Hetherington Claimant Lawyers(s): Robert Hetherington Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Robert Youdelman Hearing Site: New York, NY | | $0 |
| 12-03186 | 04/09/2013 | Claimant(s): John & Anna Genna Claimant Lawyers(s): John Genna Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | | $0 |
| 11-04384 | 03/26/2013 | Claimant(s): Richard Gallagher Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): TD Ameritrade., Jerry Clark Respondent Lawyers(s): James J. Vihstadt, Jerry Eaton Clark Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL | | $580,000 |
| 11-04091 | 03/01/2013 | Claimant(s): Brian Redican, Bryan Glass, Jordon Havens Claimant Lawyers(s): Faryan Andrew Afifi Respondent(s): TD Ameritrade. Respondent Lawyers(s): David Richan Arbitrator(s): Harold I. Geringer, Adam M. Kauff Hearing Site: New York, NY |