Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01282 | 02/04/2015 | Claimant(s): Robert Goard Claimant Lawyers(s): Robert W. Goard Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL |  | $0 |
| 13-02584 | 01/29/2015 | Claimant(s): Tae M. Kim and Young J. Kim Claimant Lawyers(s): Tae M. Kim Respondent(s): TD Ameritrade., Investrade Discount Sec. aka Regal Sec. Respondent Lawyers(s): James J. Vihstadt, Nicholas P. Iavarone Arbitrator(s): Ezio E. Borchini, Mona Koppel Mitnick, Catherine Esther Bocskor Hearing Site: Baltimore, MD | | $0 |
| 14-00942 | 01/29/2015 | Claimant(s): David Rampulla Claimant Lawyers(s): David J. Rampulla Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Sam Antar Hearing Site: New York, NY | | $0 |
| 14-01363 | 01/28/2015 | Claimant(s): Deanne Lee, Mark Lee Claimant Lawyers(s): Mark A. Lee Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Carol Ann Jensen Hearing Site: San Francisco, CA | | $0 |
| 14-01532 | 01/16/2015 | Claimant(s): David Gross Claimant Lawyers(s): David K. Gross Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): John A. Bender Hearing Site: Seattle, WA | | $38 |
| 14-00823 | 01/14/2015 | Claimant(s): Amilkar Capo Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | | $0 |
| 14-00873 | 12/30/2014 | Claimant(s): Christopher Rausch Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): David Paul Clark Hearing Site: Wilmington, DE | | $0 |
| 14-02343 | 12/26/2014 | Claimant(s): Jeffrey Goodman Claimant Lawyers(s): Jeffrey A Goodman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Helen Marinak Blohm Hearing Site: Honolulu, HI | | $0 |
| 14-01410 | 12/22/2014 | Claimant(s): Edward Kelley Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Karla Y. Vogel Hearing Site: Columbia, SC | | $1,786 |
| 14-00941 | 12/18/2014 | Claimant(s): Rodney Herrmann Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | | $300 |