Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02100 | 10/20/2017 | Claimant(s): Folashade Ojediran Claimant Lawyers(s): Folashade Ojediran Respondent(s): Edward Rivadeneira, TD Ameritrade. Respondent Lawyers(s): John Stewart Arbitrator(s): Elizabeth Gilbert, Howard J. Stiefel, Louis P. Wagman Hearing Site: New York, NY | ||
| 17-00009 | 09/14/2017 | Claimant(s): Louis Adorian Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Lawrence M. Green, David Rich, Carl Henry Perdue Hearing Site: Boca Raton, FL |  | Dismissed by Rule 12206 |
| 16-00906 | 09/12/2017 | Claimant(s): Overview Productions. Claimant Lawyers(s): Amanda L. Voivedich Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Robert D. Sussin, Jasmina T. Boulanger, Jack R. Goetz Hearing Site: Los Angeles, CA | | $135,100 |
| 17-00678 | 09/12/2017 | Claimant(s): Merrill Knopf IRA Claimant Lawyers(s): Merrill Knopf Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Ronald L. Cameron Hearing Site: Los Angeles, CA | | $1,600 |
| 16-03058 | 05/11/2017 | Claimant(s): Joseph Mondell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Marcia A. Washkuhn Arbitrator(s): Michael H. DuBoff Hearing Site: New York, NY | ||
| 16-00381 | 05/11/2017 | Claimant(s): Mark Bell Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Bertrand M. Lanchner, Stephen A. Weiner, Marion F. Posner Hearing Site: New York, NY | | $0 |
| 15-02684 | 03/30/2017 | Claimant(s): Adina Pruitt Claimant Lawyers(s): Erin E. Hanson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Roberta Haft, Elliott David Finkel, Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 16-02298 | 02/10/2017 | Claimant(s): James Tyte, Susan Victoria-Tyte Claimant Lawyers(s): Susan J. Victoria-Tyte Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Brian J. Burstin Hearing Site: New York, NY | | $213 |
| 16-02085 | 01/17/2017 | Claimant(s): Yin Lee Claimant Lawyers(s): Yin Lee Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon Schopf Arbitrator(s): David S. Billet Hearing Site: New York, NY | | $0 |
| 15-01665 | 11/22/2016 | Claimant(s): Praveen Chandra Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Mary M. O'Neil, Brent J. Rosenbaum, Michael John Florio Hearing Site: Las Vegas, NV | | $0 |