Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02569 | 12/24/2020 | Claimant(s): Frank Cogliano Claimant Lawyers(s): Frank Cogliano Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY |  | $25 |
| 20-02528 | 12/11/2020 | Claimant(s): Manohar Khatri Claimant Lawyers(s): Dana Gloor Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Jonathan B. Gilbert Hearing Site: Milwaukee, WI | ||
| 20-02274 | 12/10/2020 | Claimant(s): Carlos Baena Claimant Lawyers(s): Carlos E. Baena Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): David S. Billet Hearing Site: New York, NY | | $0 |
| 20-02296 | 12/10/2020 | Claimant(s): Dmytro Garazha Claimant Lawyers(s): Dennis Moskal Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Diane Ciccone Hearing Site: Wilmington, DE | | $300 |
| 20-01646 | 11/24/2020 | Claimant(s): Arthur Hombach Claimant Lawyers(s): Robert D. Loventhal Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Anna M. Fanelli Hearing Site: Albany, NY | | $0 |
| 20-02290 | 11/20/2020 | Claimant(s): Robert Pascarella Claimant Lawyers(s): Robert Pascarella Respondent(s): TD Ameritrade. Respondent Lawyers(s): William Mann Arbitrator(s): Stephanie E. Simmons Hearing Site: Houston, TX | | $300 |
| 20-00017 | 10/29/2020 | Claimant(s): Chantal Pitaud Claimant Lawyers(s): Chantal Pitaud Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Jim Geiger, Joseph J. Dougherty, Geoffrey A. Drucker Hearing Site: Richmond, VA | | $0 |
| 20-00627 | 10/09/2020 | Claimant(s): Daniel Chang, Steve Kim Claimant Lawyers(s): Adam C. Pollet Respondent(s): TD Ameritrade. Respondent Lawyers(s): Alicia L. Dragoo Arbitrator(s): Gary William England, Mary Margaret Bush, Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 19-00409 | 10/09/2020 | Claimant(s): Kamala Cherukuri, Subbarao Venkata Cherukuri Claimant Lawyers(s): Subbaro V. Cherukuri Respondent(s): TD Ameritrade., Paul Phillips Respondent Lawyers(s): Ilana H. Reid Arbitrator(s): Jerry H. Friedland, Jay H. Feldstein, Ronald Stewart Ripley Hearing Site: Phoenix, AZ | | $0 |
| 20-01757 | 10/05/2020 | Claimant(s): Javier Hernan Fuxman, Marcela Fuxman Claimant Lawyers(s): Brian Levin Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL | | $35,416 |