| 07-01661 | 02/15/2008 | Claimant(s): Ethel Cress
Claimant Lawyers(s): Jon-Henry Barr
Respondent(s): Alan Fox, Citigroup Global Markets., Louis Metzger
Respondent Lawyers(s): Douglas B. Appel, Hugo A. Hilgendorff
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
|  | $0 |
| 05-04806 | 02/13/2008 | Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey M. Sklarz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Jane S. McMahon, William C. Freitag, Brian J. Dunn
Hearing Site: Hartford, CT
| | |
| 07-00183 | 02/13/2008 | Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey R Hellman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jessica S. Boar
Arbitrator(s):
Hearing Site: Hartford, CT
| | |
| 07-01213 | 02/08/2008 | Claimant(s): Kjersten Lazar
Claimant Lawyers(s): Jeffrey L. Wilson
Respondent(s): Catherine Galgano, Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Donald J. Rasweiler, Denzil J. Klippel, Susan C. Lushing
Hearing Site: New York, NY
| | |
| 05-05902 | 02/08/2008 | Claimant(s): Larry Parker
Claimant Lawyers(s): Thomas M. Haskins
Respondent(s): Citigroup Global Markets., A.G. Edwards & Sons.
Respondent Lawyers(s): James C. Browning, William A. Hohauser
Arbitrator(s): Dennis Dowd, Gerhard L. Schopen, Suanne M. Parro
Hearing Site: Denver, CO
| | $0 |
| 04-06421 | 01/29/2008 | Claimant(s): Steven Dobel
Claimant Lawyers(s): Edward Zusman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jennifer Tomsen
Arbitrator(s): Mark A. Myers, James Francis Donovan, Robert A. Wojcik
Hearing Site: New Orleans, LA
| | $288,000 |
| 07-02307 | 01/18/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Tejal N. Shah
Respondent(s): Latrice Berry
Respondent Lawyers(s): Latrice Berry
Arbitrator(s): Joseph F. Pittelli
Hearing Site: Wilmington, DE
| | |
| 07-00449 | 01/11/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Ronald Powell
Respondent Lawyers(s): Melissa Villarreal Garcia
Arbitrator(s): William E. Barker
Hearing Site: Dallas, TX
| | |
| 07-00451 | 01/10/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Peter Muer
Respondent Lawyers(s): Peter M. Muer
Arbitrator(s): Harvey Wayne
Hearing Site: Boca Raton, FL
| | |
| 07-01174 | 01/09/2008 | Claimant(s): Laurie Lujan
Claimant Lawyers(s): Laurie Lujan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Marcie S. Mintz
Arbitrator(s): Kelly A. Barker
Hearing Site: Los Angeles, CA
| | |
