| 07-03208 | 05/30/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Robert Herskowitz
Respondent Lawyers(s): Robert Herskowitz
Arbitrator(s): George G. Kurschner
Hearing Site: Ft. Lauderdale, FL
|  | |
| 06-01810 | 05/30/2008 | Claimant(s): Soon Up Park, Young Ran Kim
Claimant Lawyers(s): Christine M. Bae
Respondent(s): Citigroup Global Markets., Joseph Vitetta, Roger Erichsen
Respondent Lawyers(s): Adam M. Kauff, Joe Cervini, Joseph Gerard Vitetta
Arbitrator(s): William J. Crowe, Fred S. Pieroni, Irwin Kahn
Hearing Site: New York, NY
| | $73,000 |
| 07-03197 | 05/29/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'elia
Respondent(s): Alan Haber
Respondent Lawyers(s): Alan Haber
Arbitrator(s): William E. Smith
Hearing Site: Newark, NJ
| | $0 |
| 07-01653 | 05/23/2008 | Claimant(s): Steven Quint
Claimant Lawyers(s): Randall C. Place
Respondent(s): Citigroup Global Markets., Joseph Denicola
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | $103,480 |
| 06-05168 | 05/23/2008 | Claimant(s): Marvin Nettles
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Bertrand C. Moser, Gary L. Foose, Martin Epner
Hearing Site: Houston, TX
| | $300 |
| 07-02186 | 05/22/2008 | Claimant(s): Robert Kelliher
Claimant Lawyers(s): Robert F. Kelliher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Andrew H. Smith
Arbitrator(s): Stephen Z. Frank
Hearing Site: Boston, MA
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| 07-03175 | 05/22/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Myers
Respondent Lawyers(s): Michael Myers
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
| | $0 |
| 07-00587 | 05/15/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jerad Rissler
Respondent(s): Jon Ladd
Respondent Lawyers(s): Kenneth R. Jones
Arbitrator(s): Eugene R. Katz, Coleman Robert Perry, Richard Lee Matthews
Hearing Site: Nashville, TN
| | |
| 07-03203 | 05/15/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Jonathan Moebus
Respondent Lawyers(s): Celia A. Barlow
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
| | $0 |
| 07-03204 | 05/14/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Ronald Ash
Respondent Lawyers(s): Ronald Ash
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
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