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FINRA Awards for Citigroup Global Markets.

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Displaying 101-110 out of 814 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0368606/24/2020Claimant(s): Robert Santillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Anna Matsuo
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
19-0231506/12/2020Claimant(s): Stephen O'Donnell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Adam Kauff, Sarah K. Yates
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
19-0255506/01/2020Claimant(s): Michael Cowan
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Demian J. Betz
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
19-0273805/13/2020Claimant(s): Paula Steinberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
19-0296104/09/2020Claimant(s): Chuck Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
20-0029504/07/2020Claimant(s): Cesar Chicayban
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Amanda B. Protess
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
19-0229403/25/2020Claimant(s): Richard Conway
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
19-0137502/28/2020Claimant(s): David Gross
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
18-0154101/16/2020Claimant(s): Keith Price
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): R. Peyton Gibson, Wallace Anthony Showman, Charles Francis Barr
Hearing Site: New York, NY
19-0207301/13/2020Claimant(s): Paul Campbell
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY

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