12-02062 | 02/27/2013 | Claimant(s): Beverly Lawson Claimant Lawyers(s): Eric Lawson Respondent(s): Erna McReynolds, Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Stuart M. Schwartz Hearing Site: Albany, NY
| | $0 |
11-03743 | 06/26/2012 | Claimant(s): Ronald Vulcano Claimant Lawyers(s): Robert J. Pearl Respondent(s): AXA Advisors Respondent Lawyers(s): Eileen Stassa Arbitrator(s): Stuart M. Schwartz, Howard B. Cohen, Carl J. Disalvatore Hearing Site: Syracuse, NY
| | $0 |
10-03612 | 09/02/2011 | Claimant(s): Ronald Tranquillo Claimant Lawyers(s): Theodore M. Davis Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Stephen T. Rodriguez, Suzanne E. Reynolds-Brady, Stuart M. Schwartz Hearing Site: Albany, NY
| | $65,642 |
08-04631 | 04/06/2010 | Claimant(s): Joseph Allegretta and Suzanne Allegretta, JAT Construction Co.. Def Bene PP Claimant Lawyers(s): Christine Sgarlata Chung Respondent(s): Mark Casolo, McGinn, Smith & Co.., Westrock Advisors. Respondent Lawyers(s): Christopher R. Travis, Thomas D. Buchanan Arbitrator(s): Stuart M. Schwartz, Sheldon Dinowitz, Ronald J. Vero Hearing Site: Albany, NY
| | $1,923,670 |
08-03523 | 01/22/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jordan D. Becker Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Chrys Respondent Lawyers(s): Jeffrey J. Calabrese, Louis M. Lagalante Arbitrator(s): Jay F. Donnaruma, Stuart M. Schwartz, Ruth A. Ihne Hearing Site: Albany, NY
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06-04422 | 02/24/2009 | Claimant(s): Dennis Mack Claimant Lawyers(s): Richard L. Burstein Respondent(s): George McAvoy, Matthew Smith, CP Capital Management, Cadaret, Grant & Co.. Respondent Lawyers(s): James Feathersonhaugh, Jeffrey A. Sellers Arbitrator(s): David N. Brainin, Stuart M. Schwartz, Sheldon Dinowitz Hearing Site: Albany, NY
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