| 12-02062 | 02/27/2013 | Claimant(s): Beverly Lawson
Claimant Lawyers(s): Eric Lawson
Respondent(s): Erna McReynolds, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Albany, NY
|  | $0 |
| 11-03743 | 06/26/2012 | Claimant(s): Ronald Vulcano
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): AXA Advisors
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Stuart M. Schwartz, Howard B. Cohen, Carl J. Disalvatore
Hearing Site: Syracuse, NY
| | $0 |
| 10-03612 | 09/02/2011 | Claimant(s): Ronald Tranquillo
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Stephen T. Rodriguez, Suzanne E. Reynolds-Brady, Stuart M. Schwartz
Hearing Site: Albany, NY
| | $65,642 |
| 08-04631 | 04/06/2010 | Claimant(s): Joseph Allegretta and Suzanne Allegretta, JAT Construction Co.. Def Bene PP
Claimant Lawyers(s): Christine Sgarlata Chung
Respondent(s): Mark Casolo, McGinn, Smith & Co.., Westrock Advisors.
Respondent Lawyers(s): Christopher R. Travis, Thomas D. Buchanan
Arbitrator(s): Stuart M. Schwartz, Sheldon Dinowitz, Ronald J. Vero
Hearing Site: Albany, NY
| | $1,923,670 |
| 08-03523 | 01/22/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Chrys
Respondent Lawyers(s): Jeffrey J. Calabrese, Louis M. Lagalante
Arbitrator(s): Jay F. Donnaruma, Stuart M. Schwartz, Ruth A. Ihne
Hearing Site: Albany, NY
| | |
| 06-04422 | 02/24/2009 | Claimant(s): Dennis Mack
Claimant Lawyers(s): Richard L. Burstein
Respondent(s): George McAvoy, Matthew Smith, CP Capital Management, Cadaret, Grant & Co..
Respondent Lawyers(s): James Feathersonhaugh, Jeffrey A. Sellers
Arbitrator(s): David N. Brainin, Stuart M. Schwartz, Sheldon Dinowitz
Hearing Site: Albany, NY
| | |
