| 08-01931 | 02/20/2009 | Claimant(s): Jawad N. Hammad and Deena J. Hammad, Jude J. Hammad
Claimant Lawyers(s): Jawad N. Hammad
Respondent(s): Banc of America Investment Services Inc., National Financial Services LLC
Respondent Lawyers(s): Michael G. Shannon, Russel D. Francisco
Arbitrator(s): Robert S. Plotkin, Christopher M. McMurray, Lisa Blunk Johnson
Hearing Site: Washington, DC
|  | $0 |
| 08-00784 | 02/19/2009 | Claimant(s): Clyde Davenport
Claimant Lawyers(s): Clyde Davenport
Respondent(s): Monica Woods
Respondent Lawyers(s): Andrew E. Bender
Arbitrator(s): J. Maxwell Williams
Hearing Site: Memphis, TN
| | $0 |
| 08-02986 | 02/19/2009 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Gregory Colley
Respondent Lawyers(s): Gregory Colley
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
| | $0 |
| 07-03401 | 02/19/2009 | Claimant(s): Jane Buschkopf, Jeanne McFadden, Kenneth Graff, Mary Buschkopf, Mary Jo Graff
Claimant Lawyers(s): John S. Chapman
Respondent(s): Stanley Klimek, Capital Securities Investments Corp.
Respondent Lawyers(s): Paul M. Weltlich
Arbitrator(s): G. Gale Roberson, Jerome Stern, Shelby Webb
Hearing Site: Chicago, IL
| | $0 |
| 07-02892 | 02/13/2009 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Milnor H. Senior
Respondent(s): James Bateman, James Leonard Bateman Roth Retirement
Respondent Lawyers(s): James Bateman
Arbitrator(s): Samuel E. Wing, John Fleming Kelly, Daniel E. Wright
Hearing Site: Denver, CO
| | $0 |
| 07-00447 | 02/13/2009 | Claimant(s): Martin Murphy
Claimant Lawyers(s): George W. Klein
Respondent(s): Bishop, Rosen & Co..
Respondent Lawyers(s): Martin Siegel
Arbitrator(s): Barry Feiden, Arthur D. Sporn, Philip Florio
Hearing Site: New York, NY
| | $8,000 |
| 07-02251 | 02/13/2009 | Claimant(s): Charles D. Stubbs & Jacqueline Stubbs, Stephen D. Stubbs & Robin L. Stubbs
Claimant Lawyers(s): Thomas J. Fraser
Respondent(s): John Means, Matthew Wilson
Respondent Lawyers(s): Dennis Dice, Matthew Wilson
Arbitrator(s): Stan West, Helen G. Bradley, Thomas Roe Oldt
Hearing Site: Orlando, FL
| | $857,200 |
| 07-03609 | 02/13/2009 | Claimant(s): Thomas Bowen
Claimant Lawyers(s): Kenneth J. McKenna
Respondent(s): Edward Jones
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Mary Curran, Harry B. Endsley, Thomas D. Reese
Hearing Site: Reno, NV
| | $0 |
| 08-00512 | 02/12/2009 | Claimant(s): STMicroelectronics N.V.
Claimant Lawyers(s): Andrew Weissmann
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): R. Paul Wickes
Arbitrator(s): John J. Duval, Alvin Green, Charles F. Titterton
Hearing Site: New York, NY
| | $406,629,000 |
| 08-00119 | 02/12/2009 | Claimant(s): Mr. & Mrs. James H. Morton
Claimant Lawyers(s): Sonia Morton
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Arthur L. Sirkin, Horace A. Andrews, David C. Matthews
Hearing Site: Orlando, FL
| | $0 |
