Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 07-02229 | 03/11/2009 | Claimant(s): Katherine Knutson Claimant Lawyers(s): Steven M. Phillips Respondent(s): RBC Dain Rauscher. Respondent Lawyers(s): John W. Shaw Arbitrator(s): Douglas Randall Blohm, James H. Colburn, Edward C. Oliver Hearing Site: Minneapolis, MN |  | $4,423,080 |
| 08-00375 | 03/11/2009 | Claimant(s): Michael Muhlbauer Claimant Lawyers(s): Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Michael A. Brady Arbitrator(s): Gerald Cohen, Jay R. Robinson, Wilburn E. Layman Hearing Site: Memphis, TN | | $125,000 |
| 08-00910 | 03/11/2009 | Claimant(s): Melinda Oates, Philip Willingham Claimant Lawyers(s): Keith L. Griffin Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Donald Milo Helton, Coleman Robert Perry, David Freeman Hearing Site: Birmingham, AL | | $187,215 |
| 08-02388 | 03/11/2009 | Claimant(s): Richard Siegel Claimant Lawyers(s): Richard A. Siegel Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Erin K Fair Arbitrator(s): Douglas John Baumann Hearing Site: Newark, NJ | | Dismissed by Rule 12206 |
| 08-02728 | 03/11/2009 | Claimant(s): Robert Rabkin Claimant Lawyers(s): Robert Rabkin Respondent(s): Dieter Thurow Respondent Lawyers(s): Chad Weaver Arbitrator(s): Thomas C. McNally Hearing Site: San Francisco, CA | | $0 |
| 08-02735 | 03/11/2009 | Claimant(s): Dov Elfanbaum & Deborah Elfanbaum JTWROS Claimant Lawyers(s): Dov Elfanbaum Respondent(s): Caldwell International Securities Respondent Lawyers(s): Lennie S. Freiman Arbitrator(s): Brian J. Burstin Hearing Site: New York, NY | | $425 |
| 08-03259 | 03/11/2009 | Claimant(s): Boundles Enterprises Claimant Lawyers(s): Solomon Henner Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Charles Kleinbaum Hearing Site: New York, NY | | $0 |
| 08-00236 | 03/10/2009 | Claimant(s): Bruce Graves Claimant Lawyers(s): Steele T. Williams Respondent(s): A.G. Edwards & Sons., Robert Kahne Respondent Lawyers(s): James C. Browning Arbitrator(s): Michael A. Lynch, William F. Glaser, Kenneth R. Starr Hearing Site: Tampa, FL | | $0 |
| 08-02712 | 03/10/2009 | Claimant(s): Matthew Pawlik Claimant Lawyers(s): Matthew E Pawlik Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Mai Klaassen Arbitrator(s): Seth L. Finkel Hearing Site: Miami, FL | | $0 |
| 08-02520 | 03/09/2009 | Claimant(s): Options House. Claimant Lawyers(s): Lesley G. Smith Respondent(s): Todd Mulliner, Crempsh. Respondent Lawyers(s): Corporate Officer, Todd Mulliner Arbitrator(s): I. Douglas Dunipace Hearing Site: Salt Lake City, UT | | $0 |