08-00336 | 05/08/2009 | Claimant(s): Edward King, Roderick King Claimant Lawyers(s): David Neuman Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): M. Bruce Adelberg, Lita S Menkin, James Edward Seale Hearing Site: Birmingham, AL
| | $620,507 |
08-01888 | 05/08/2009 | Claimant(s): Julio C. Postigo, Julio C. Postigo Revoc Liv Tr, Vivian Postigo Liv Tr U/A DTD 10/23/97 Claimant Lawyers(s): William B. Young Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Lawrence M. Green Hearing Site: Boca Raton, FL
| | $4,296 |
08-03825 | 05/08/2009 | Claimant(s): Jacob Froess Claimant Lawyers(s): Mark A. Tepper Respondent(s): Amtrust Investment Services. Respondent Lawyers(s): William L. Arnold Arbitrator(s): Richard J. Kaplan Hearing Site: Boca Raton, FL
| | $19,173 |
08-04081 | 05/08/2009 | Claimant(s): Robert Mendoza Claimant Lawyers(s): Robert Mendoza Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard M. Norman Hearing Site: Los Angeles, CA
| | $2,377 |
08-01036 | 05/08/2009 | Claimant(s): Bonnie Burdett & Joyce Anthony TTees of Claimant Lawyers(s): George S. Trevor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gilbert R. Serota Arbitrator(s): Helen Marinak Blohm, Bradley C. Mitchell, Fred D. Butler Hearing Site: San Francisco, CA
| | $0 |
08-01876 | 05/08/2009 | Claimant(s): Jean Ibrahim Claimant Lawyers(s): Jean Ibrahim Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Bert Levy, Christine A. Page, Daniel David Kopman Hearing Site: Los Angeles, CA
| | $0 |
08-03124 | 05/08/2009 | Claimant(s): Christina Moore Howton for Josie Perkins Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Donald F. Winningham Arbitrator(s): Helen E. Huyler Hearing Site: Birmingham, AL
| | $213 |
08-03750 | 05/08/2009 | Claimant(s): Henry McGhee Claimant Lawyers(s): Henry Dewitt McGhee Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Bradley J. Johnson Arbitrator(s): Richard A. Van Kalker Hearing Site: Chicago, IL
| | $0 |
08-01276 | 05/07/2009 | Claimant(s): Diana Landau, Trustee Claimant Lawyers(s): David Neuman Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Michael S. Hill, Bruce D. Horton, Kathryn Elizabeth Murphy Hearing Site: St. Louis, MO
| | $145,740 |
08-04886 | 05/07/2009 | Claimant(s): Barry Sherwin Claimant Lawyers(s): Barry N. Sherwin Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Raquel Terrigno Arbitrator(s): Ira M. Starr Hearing Site: Newark, NJ
| | $213 |