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FINRA Awards

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Displaying 9,271-9,280 out of 10,624 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0188508/19/2009Claimant(s): Irv Dubinsky and Nannine Dubinsky
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$140,000
07-0189408/19/2009Claimant(s): Fern Greene, Stefan Greene
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Charles B. Stark, Mitchell S. Ostwald, Thomas E. Quinlin
Hearing Site: San Francisco, CA
Checkmark Icon$125,510
07-0200908/19/2009Claimant(s): Shirley Wishnew
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$73,000
06-0487408/19/2009Claimant(s): Claire E. Cohen Tru. TTEE Claire Cohen, Frances L. Kagen Tru. TTEE Murray Kage, Murray H. Kagen Rev. Liv. Tru. TTEE
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0026708/19/2009Claimant(s): Fred and Kathryn Lindsley
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0158308/18/2009Claimant(s): Est. of Marie P. Buchanan by Daine Bucha, Buchanan Living Trust by Diane Buchanan
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Edward Jones
Respondent Lawyers(s): Kimber L. Monroe
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA
Checkmark Icon$3,525
08-0235208/18/2009Claimant(s): Val and Lorreen Pearson JTWROS
Claimant Lawyers(s): B. Lance Entrekin
Respondent(s): Nicholas Lawson, Robert Lawson, Lawson Financial Corporation
Respondent Lawyers(s): Michael K. Freedman
Arbitrator(s): J. Noland Franz, Howard R. Gaines, Paul C. Bookidis
Hearing Site: Phoenix, AZ
Checkmark Icon$0
08-0301708/18/2009Claimant(s): Scott Doyle and Patricia Doyle Joint
Claimant Lawyers(s): Scott W. and Patricia S. Doyle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Vaughn Thomas Hale, June McLaughlin, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
Checkmark Icon$0
08-0343208/17/2009Claimant(s): American Capital Partners
Claimant Lawyers(s): Christopher J. Albanese
Respondent(s): Andrew Tressler, Greg Klement, Mary Klement
Respondent Lawyers(s): Bryan Forman, Christopher J. Albanese
Arbitrator(s): Robert C. Denenberg, Robert L. Chisolm, Lawrence R. Maxwell
Hearing Site: Dallas, TX
Checkmark Icon$387,960
08-0343308/17/2009Claimant(s): Greg Klement, Mary Klement
Claimant Lawyers(s): Bryan Forman
Respondent(s): Andrew Tressler, American Capital Partners, Llc
Respondent Lawyers(s): Christoper J. Albanese, J. Christopher Albanese
Arbitrator(s):
Hearing Site: Dallas, TX
Checkmark Icon$387,960

10,624 Results

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