| 09-05964 | 06/28/2010 | Claimant(s): Matthew Andrews
Claimant Lawyers(s): Matthew Bryan Andrews
Respondent(s): Mark Rizzieri
Respondent Lawyers(s): Andrew Lipton
Arbitrator(s): Neil Harvey Smith
Hearing Site: Charlotte, NC
|  | $3,325 |
| 09-00059 | 06/25/2010 | Claimant(s): Gregory George
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Michael Destefano, FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): David M. Levine, Robert M. Schubert, Edward Arthur Horton
Hearing Site: Boca Raton, FL
| | Stipulated Award |
| 09-03937 | 06/25/2010 | Claimant(s): Harry Salzman
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Florence Klein, American Classic Financial Company
Respondent Lawyers(s): Philip W. Bledsoe
Arbitrator(s): Malcolm T. Cleland, Gene R. Thornton, Luis D. Rovira
Hearing Site: Denver, CO
| | $103,500 |
| 09-04022 | 06/25/2010 | Claimant(s): Salma Keith
Claimant Lawyers(s): Salma S. Keith
Respondent(s): Clay Evans, Wells Fargo Investments
Respondent Lawyers(s): Kenneth C Mennemeier
Arbitrator(s): Linda M. McCoy
Hearing Site: San Francisco, CA
| | $5,000 |
| 09-03933 | 06/25/2010 | Claimant(s): Ron Auren, Gal Corporation
Claimant Lawyers(s): Ron Auren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Michael W. Delaney, Esther A. Spachner, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 08-01763 | 06/24/2010 | Claimant(s): The Official Unsecured Creditors's
Claimant Lawyers(s): John G. Rich
Respondent(s): Goldman Sachs Execution & Clearing, L.P., Spear Leeds & Kellogg
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Lucas A. Ferrara, Joseph F. Grassi, Vincent Cannaliato
Hearing Site: New York, NY
| | $20,580,500 |
| 08-03173 | 06/24/2010 | Claimant(s): Donald E. Miller and Maxine L. Miller
Claimant Lawyers(s): John A. Bender
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Higendorff
Arbitrator(s): William J. Bender, Melvyn Jay Simburg, Fredrick John Bahr
Hearing Site: Seattle, WA
| | $479,880 |
| 09-05093 | 06/24/2010 | Claimant(s): Craig Mastrogiovanni
Claimant Lawyers(s): Douglas S. Knehr
Respondent(s): Clinton Borchardt, Glen Dubrowsky, Scottrade Inc.
Respondent Lawyers(s): Andrew C. Small
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
| | Expungement |
| 09-05483 | 06/24/2010 | Claimant(s): Mary Cowin
Claimant Lawyers(s): Mary Cowin
Respondent(s): Adam Kramer, Benjamin Ricciardi, Mitchell Scher, Nancy Potts, Metlife Securities Inc., Scher Financial Group
Respondent Lawyers(s): Howard E. Panensky
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | $5,213 |
| 09-06614 | 06/24/2010 | Claimant(s): Harbor Press.
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Audette Paul Morales
Arbitrator(s): Laurie E. Law
Hearing Site: Seattle, WA
| | $19,168 |
