Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-00013 | 10/16/2012 | Claimant(s): Marc Henig Claimant Lawyers(s): Marc Henig Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Christina Kallas Hearing Site: New York, NY |  | Dismissed by Rule 12206 |
| 11-00260 | 10/16/2012 | Claimant(s): Jill Goldman, The Goldman Family 2007 Irrev. Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Hugh Wallschleger, R. Seelaus & Co.. Respondent Lawyers(s): David W. Schmidt Arbitrator(s): Michael Fischetti, Robert E. Anderson, Sherrill Ruth Austin Hearing Site: Newark, NJ | | Stipulated Award and Expungement |
| 11-01948 | 10/16/2012 | Claimant(s): Michele Billings, Robert Billings Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie Wilson Portera Arbitrator(s): David P. Slater, Harold S. Stern, Fred Abramoff Hearing Site: Ft. Lauderdale, FL | | $1,336,460 |
| 11-04797 | 10/16/2012 | Claimant(s): James McKay, Kristine McKay Claimant Lawyers(s): Martha J. Ashcraft Respondent(s): Wells Fargo Advisors, Melisa Oehmke Respondent Lawyers(s): Deidre Wolff Arbitrator(s): Richard R. Edmister Hearing Site: Las Vegas, NV | | $8,693 |
| 12-01371 | 10/16/2012 | Claimant(s): Carl Davis Claimant Lawyers(s): David M. White Respondent(s): John Miller Respondent Lawyers(s): John Stenning Miller Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | | Dismissed by Rule 12206 |
| 11-02704 | 10/16/2012 | Claimant(s): Edmond Helaire, Estate of Nina R. Helaire Claimant Lawyers(s): Edmond Helaire Respondent(s): Shelley Moncrief, Hibernia Investment Securities. Respondent Lawyers(s): Todd Ratner Arbitrator(s): Jeff Kilgore Hearing Site: New Orleans, LA | | $0 |
| 10-04928 | 10/15/2012 | Claimant(s): Michael Steifman Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Brian F. Amery Arbitrator(s): Robert Pincus, James N. Baxter, Eugene G. P. Byrne Hearing Site: New York, NY | | $630,357 |
| 11-04928 | 10/15/2012 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | | $630,357 |
| 11-04622 | 10/15/2012 | Claimant(s): David Jastremski Claimant Lawyers(s): David Jastremski Respondent(s): David Lerner Associates., David Tepper Respondent Lawyers(s): Joseph C. Pickard Arbitrator(s): Michael Lau Hearing Site: Boca Raton, FL | | $0 |
| 10-05782 | 10/11/2012 | Claimant(s): Patricia Abbate Claimant Lawyers(s): Courtland Shafer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Karl L. Marquardt Arbitrator(s): Laurie E. Law, James G. Dawson, Todd A. Bloom Hearing Site: Seattle, WA | | Expungement |