Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00830 | 10/17/2014 | Claimant(s): Thomas Mayberry Claimant Lawyers(s): James S. McCarthy Respondent(s): John Thomas Financial Respondent Lawyers(s): Joseph Castellano Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN |  | $0 |
| 14-00474 | 10/17/2014 | Claimant(s): Douglas Lowy Claimant Lawyers(s): Douglas C. Lowy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Steven H. Vogel Hearing Site: Louisville, KY | | $88 |
| 14-00763 | 10/17/2014 | Claimant(s): Peggy Sheriff Claimant Lawyers(s): Peggy Sheriff Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jannie Lucas Arbitrator(s): Frank E. Wolf Hearing Site: Augusta, ME | | $0 |
| 12-04073 | 10/16/2014 | Claimant(s): Rose Gugliemetti Claimant Lawyers(s): Scudder G. Stevens Respondent(s): TD Ameritrade., TD Bank, USA Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | | $13,750 |
| 14-01079 | 10/16/2014 | Claimant(s): Michael Korbel Claimant Lawyers(s): Michael Korbel Respondent(s): Scottrade Inc. Respondent Lawyers(s): Neils P. Murphy Arbitrator(s): Robert L. Chase Hearing Site: Hartford, CT | | $0 |
| 13-00114 | 10/15/2014 | Claimant(s): Christine Nielson Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Vicky L. Orem, Sandra Holmes, Peter H. Goldberg Hearing Site: Baltimore, MD | | $0 |
| 13-01323 | 10/15/2014 | Claimant(s): Mark Manoogian Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors, Jim Karas Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | | $0 |
| 13-02618 | 10/15/2014 | Claimant(s): Ofelia Casillas IRA Claimant Lawyers(s): Gary Menzer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | | $0 |
| 12-00765 | 10/15/2014 | Claimant(s): Sherry Katz-Hedrington, Security Financial Management Compnay, L Claimant Lawyers(s): Derek S Wilczynski Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kyle D. Rettberg Arbitrator(s): Tracy L. Allen, Matthew W. Schlegel, Gerald W. Hepp Hearing Site: Detroit, MI | | $600 |
| 13-03104 | 10/15/2014 | Claimant(s): PFIS 401-K PSP & Trust Claimant Lawyers(s): Kristina E. Thomas Respondent(s): M Holdings Securities. Respondent Lawyers(s): Timothy P. Griffin Arbitrator(s): Arthur F. Brueggeman Hearing Site: Los Angeles, CA | | $0 |