| 19-02374 | 03/07/2022 | Claimant(s): J. Leland Langston
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Donald N. Tolin, Thomas R. Bromberg, Julie Judith Lurman Joly
Hearing Site: Denver, CO
|  | Expungement |
| 20-03583 | 03/07/2022 | Claimant(s): Kevin O'Sullivan
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Veronica Ann Williams, Steven C. Kasarda, Sofia Balile
Hearing Site: New York, NY
| | Expungement |
| 18-03614 | 03/07/2022 | Claimant(s): Ellen Friedman, George Vrakas, Katherine Looper, Paul Cohen, Thomas Scheidt, William Bump, Chicago Houston Partners, NNN Congress Center 10, NNN Congress Center 13, NNN Congress Center 14, NNN Congress Center 15, NNN Congress Center 16, NNN Congress Center 3, NNN Congress Center 4, NNN Congress Center 7, NNN Congress Center Member 10, NNN Congress Center Member 13, NNN Congress Center Member 14, NNN Congress Center Member 15, NNN Congress Center Member 16, NNN Congress Center Member 3, NNN Congress Center Member 4, NNN Congress Center Member 7, Karen J Fils Estate; WilliamBump,Executr, Stanley Cohen Estate;L.Leventon,Executor, JonMar Partnership, GeorgeVrakas, GP, Looper Family Trust, KatherineLooperTTEE
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Wilfredo Felix, Primex
Respondent Lawyers(s): Wilfredo Felix
Arbitrator(s): Kenneth E. Owen, Daniel R. Brush, John R Sustersic
Hearing Site: Los Angeles, CA
| | $1,034,170 |
| 21-00975 | 03/07/2022 | Claimant(s): Mesfin Shibeshi
Claimant Lawyers(s): Mesfin Solomon Shibeshi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert H. Putnam, Peggy Lewis Kennedy, Jeffrey Alperin
Hearing Site: Atlanta, GA
| | $0 |
| 21-02253 | 03/04/2022 | Claimant(s): Almaz Tesfamariam
Claimant Lawyers(s): Almaz Tesfamariam
Respondent(s): John Lavalle, William Auriemma, Wells Fargo Clearing Services, Llc
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
| | $0 |
| 18-01431 | 03/03/2022 | Claimant(s): Edgar Patricio Paredes Camacho, Edith Fatima Vallarino, Paulo Mauricio Paredes Valencia, Rosa Maria Villamar, Edgar Camacho and Rosa Villamar Jointly, Paulo Valencia & Edith Vallarino Jointly
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Abdel-Kader Ben-Mohamed, Carlo Rossell, Citigroup Global Markets.
Respondent Lawyers(s): Abdel-Kader Ben-Mohamed, Joseph C. Coates
Arbitrator(s): Steven Gerard Goerke, Monroe Mitchel, Stacey Rosenthal
Hearing Site: Miami, FL
| | Expungement |
| 19-03229 | 03/03/2022 | Claimant(s): Mary McAllister Morton, The Susie McAllister Morton Living Trust
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): Anita Rae Shapiro, George Herman Frisch, Alina Landver
Hearing Site: Los Angeles, CA
| | $0 |
| 20-04176 | 03/02/2022 | Claimant(s): Gabriel Ivan
Claimant Lawyers(s): Gabriel Ivan
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Richard Gee, Susan Romano, Stephen T Schreiber
Hearing Site: New York, NY
| | $0 |
| 21-01955 | 03/01/2022 | Claimant(s): Patricia Gremore
Claimant Lawyers(s): Patricia A. Gremore
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., A. G. Edwards & Sons., Wells Fargo Advisors Financial Network, Invesco Distributors.
Respondent Lawyers(s): Amanda Parisi, Anne Gerry, Jeffrey D. Rodgers
Arbitrator(s): Kevin J. Demet
Hearing Site: Milwaukee, WI
| | Dismissed by Rule 12206 |
| 20-00652 | 02/28/2022 | Claimant(s): James W. Miller, Jr.
Claimant Lawyers(s): Stephen O'Donnell
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC, Nicholas King, Paolo Rocca, Strategic Advisers.
Respondent Lawyers(s): Dochtor Kennedy, Kathryn B. Rockwood
Arbitrator(s): Theodore W. Wrobleski, Philip C. Stahl, James William Hoag
Hearing Site: Chicago, IL
| | Expungement |
