07-00979 | 05/30/2008 | Claimant(s): Benjamin Abney Claimant Lawyers(s): Ira L. Edwards Respondent(s): Sanders Morris Harris Inc. Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): Edwin E O'Brien, Van R. Oliver, Mary Day Smelser Hearing Site: Oklahoma City, OK
| | $0 |
07-01931 | 05/30/2008 | Claimant(s): Lynn O. Hilliard Claimant Lawyers(s): Ryan Shaw Respondent(s): Wachovia Securities, Stuart May Respondent Lawyers(s): Ryan P. Smith Arbitrator(s): Carol M. Stoner Hearing Site: Charleston, WV
| | $0 |
07-03197 | 05/29/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'elia Respondent(s): Alan Haber Respondent Lawyers(s): Alan Haber Arbitrator(s): William E. Smith Hearing Site: Newark, NJ
| | $0 |
07-02385 | 05/29/2008 | Claimant(s): Herbert Lim, Nony Luikito-Kim, Herbert K. Lim & Nony L. Lukito-Kim Jt T, Lukito-Lim Family Trust Claimant Lawyers(s): Herbert K. Lim Respondent(s): Scottrade. Respondent Lawyers(s): Ryan M. Blum Arbitrator(s): Robin Lynn Berry Hearing Site: San Francisco, CA
| | $10,263 |
07-01882 | 05/28/2008 | Claimant(s): Robert Forsyth, William Forsyth Claimant Lawyers(s): Charles A. McCallum Respondent(s): Morgan Keegan & Company., Regions Financial Corporation Respondent Lawyers(s): Shea O'Brien Hicks, Stephen A. Rowe Arbitrator(s): Gloria J Liddell, Robert E. Graves, Samuel C. Johnson Hearing Site: Birmingham, AL
| | $18,459 |
07-01953 | 05/28/2008 | Claimant(s): Lisa Hart Claimant Lawyers(s): Richard B. Fosher Respondent(s): Signator Investors. Respondent Lawyers(s): Stephanie P. Karn Arbitrator(s): Hugh J. Moore, Stephen H. Biller, Eugene R. Katz Hearing Site: Memphis, TN
| | $42,859 |
07-00258 | 05/28/2008 | Claimant(s): Brian G. Herr Rollover IRA, Sheryl L. Herr Rollover IRA Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Laif Meidell Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Cheryl R. Kershner, John J. Fitzpatrick, Alan P. Fraser Hearing Site: Reno, NV
| | $0 |
02-00787 | 05/27/2008 | Claimant(s): Ronald and Kara Hershey Claimant Lawyers(s): John Thomas Dzialo Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Philip Hammitt Respondent Lawyers(s): Peter Brown Dolan Arbitrator(s): David Zollman, Michael D. Harrison, Carl W. Vaicek Hearing Site: Los Angeles, CA
| | $0 |
07-01110 | 05/27/2008 | Claimant(s): Joseph Martelli Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Nicholas Natale, Granite Associates. Respondent Lawyers(s): Nicholas A. Natale Arbitrator(s): Dawn M. Kirchner, Edward A. Trabin, Richard Maurice Robinson Hearing Site: Los Angeles, CA
| | $0 |
07-00380 | 05/23/2008 | Claimant(s): Lynn Kaufmann Claimant Lawyers(s): John J. Washburn Respondent(s): Hayes Burleson, A.G. Edwards & Sons. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Lewis S. Kurlantzick, Dale S. Cronnell, Samuel H. Chorches Hearing Site: Hartford, CT
| | $43,136 |