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FINRA Awards for E* Trade Securities LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0002507/08/2008Claimant(s): Vince Sullivan and Monica Sullivan
Claimant Lawyers(s): Vince Sullivan
Respondent(s): E* Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): William E. Smith
Hearing Site: Newark, NJ
Checkmark Icon$163

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