| 14-01424 | 05/17/2017 | Claimant(s): Roger Donenfeld, Roger F. Donenfeld IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Daniel Terpak, National Securities Corporation, Melvin Stoutenburg, Mohammed Sheikh
Respondent Lawyers(s): Michael P. Gilmore, Randall C. Place
Arbitrator(s): Michael M. Hachigian, Robert E. Jenks, Madina C. Boland
Hearing Site: Los Angeles, CA
|  | Expungement |
| 15-02368 | 12/06/2016 | Claimant(s): Theodore Zimbelman
Claimant Lawyers(s): Charles H. Field
Respondent(s): National Securities Corporation, Kyle Harrington
Respondent Lawyers(s): David A. Schrader, Elizabeth Lowery
Arbitrator(s): Harvey C. Flodin, Lawrence Alexander Huerta, Shawn Michael Spaulding
Hearing Site: San Diego, CA
| | $155,000 |
| 14-03823 | 10/20/2016 | Claimant(s): Doretta Hennan, Philip Henann
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): National Securities Corporation, Robert Child
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Robert G. Geeseman, Glenn Franklin Fuller
Hearing Site: Miami, FL
| | Expungement |
| 15-03355 | 09/13/2016 | Claimant(s): Wilbert Hamstra
Claimant Lawyers(s): Tina M. Bird
Respondent(s): National Securities Corporation, Nikolai Acevedo
Respondent Lawyers(s): Charles M. O'Rourke, Jay M. Israel
Arbitrator(s): Charles Orlove
Hearing Site: Chicago, IL
| | $0 |
| 15-00737 | 07/25/2016 | Claimant(s): James J. Flanagan Shipping Corporation
Claimant Lawyers(s): Andrew R. Harvin
Respondent(s): John Labarca, National Securities Corporation
Respondent Lawyers(s): Derek Anderson, John Labarca
Arbitrator(s): Richard F. Dole, Byron G. Hannah, Andrea Joan Douglas
Hearing Site: Houston, TX
| | $504,443 |
| 14-02572 | 03/09/2016 | Claimant(s): Camilo Betancourt, Luz Betancourt
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Annamaria Boccia Smith, Ellyn S. Roth, Alice Holly Oshins
Hearing Site: New York, NY
| | Expungement |
| 15-00972 | 01/20/2016 | Claimant(s): Paul Billings
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): National Securities Corporation, William Madara
Respondent Lawyers(s): Jay Israel, Michael P. Gilmore
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | $43,237 |
| 15-00979 | 11/10/2015 | Claimant(s): Joanne Clothier
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): National Securities Corporation, William Madara
Respondent Lawyers(s): Jay Israel, Michael P. Gilmore
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | $47,550 |
| 14-01003 | 10/13/2015 | Claimant(s): John Mitsinikos, CKJ Investment Co. Limited Partnership
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): National Securities Corporation, VFinance Investments.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Barth Satuloff, Don R. Harris, Marvin S. Lava
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00047 | 07/13/2015 | Claimant(s): Ann Clark, James Clark
Claimant Lawyers(s): James O. Clark
Respondent(s): Jovannie Aquino, National Securities Corporation, Michael O'callaghan
Respondent Lawyers(s): Jovannie Aquino, Thomas J. Walsh
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Manchester, NH
| | $0 |
