| 10-02565 | 04/17/2013 | Claimant(s): Bob Rastberger, Brad Amundson, Bridget Fletcher, Kenneth Ahrens, Perry DiClemente, Mark and Sarah Salvia, Timothy and Barbara McIntyre
Claimant Lawyers(s): Albert Watkins
Respondent(s): Michael Baker, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Michael G. Baker
Arbitrator(s): Anthony J. Soukenik, Thomas J. Ray, Christopher J. Janson
Hearing Site: St. Louis, MO
|  | $304,470 |
| 12-00207 | 04/02/2013 | Claimant(s): John Cohane, Neal Cohane
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Andrew Shapiro, Donald Hunter, Gregory Martino, Tatyana Andreyeva, Westrock Advisors.
Respondent Lawyers(s): Andrew Jay Shapiro, Donald Horton Hunter, Gregory Marcel Martino, Louis J. Rich, Tatyana Andreyeva
Arbitrator(s): Lincoln W. Craighead, Stewart F. Kleinman, Eileen Devaney Leo
Hearing Site: Hartford, CT
| | $0 |
| 09-07046 | 04/05/2011 | Claimant(s): William Copperill
Claimant Lawyers(s): Robert J. Boller
Respondent(s): Mitchell Sloane, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Mitchell H. Sloane
Arbitrator(s): Carolyn A. Mann, Michael J. Deodati, Daniel J. Brooks
Hearing Site: New York, NY
| | $489,710 |
| 09-06134 | 12/15/2010 | Claimant(s): Kenneth McKenna
Claimant Lawyers(s): Joseph A. Granich
Respondent(s): Mark Casolo, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Mark Carmen Casolo
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Albany, NY
| | $25,500 |
| 09-03845 | 11/30/2010 | Claimant(s): John Allen
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): Gregory Martino, Westrock Advisors.
Respondent Lawyers(s): Andrew Shapiro, Gregory Marcel Martino
Arbitrator(s): Madeleine B. Feldman, Todd Parker Lowe, R. Van Young
Hearing Site: Louisville, KY
| | $141,853 |
| 08-04631 | 04/06/2010 | Claimant(s): Joseph Allegretta and Suzanne Allegretta, JAT Construction Co.. Def Bene PP
Claimant Lawyers(s): Christine Sgarlata Chung
Respondent(s): Mark Casolo, McGinn, Smith & Co.., Westrock Advisors.
Respondent Lawyers(s): Christopher R. Travis, Thomas D. Buchanan
Arbitrator(s): Stuart M. Schwartz, Sheldon Dinowitz, Ronald J. Vero
Hearing Site: Albany, NY
| | $1,923,670 |
| 09-02446 | 03/30/2010 | Claimant(s): Snehal Patel
Claimant Lawyers(s): Snehal Patel
Respondent(s): Westrock Advisors.
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Robert Charkovsky
Hearing Site: Richmond, VA
| | $240 |
| 08-03632 | 03/23/2009 | Claimant(s): Xian Jun Yang
Claimant Lawyers(s): Xian Jun Yang
Respondent(s): Westrock Advisors.
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
| | $1,772 |
| 08-00294 | 02/23/2009 | Claimant(s): Richard Rovnick, Robert Kotler, Robert Lubar, Ronald Sheldon, Sidney Oko, Drs. Adilman,Katin,Lubar Ltd. Profit Shr, M.D.. Profit Sharing, Ronald Sheldon Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Andrew Shapiro, Donald Hunter, Edward Taylor, Gregory Martino, Michael Baker, Westrock Advisors.
Respondent Lawyers(s): Robert a. Giacovas
Arbitrator(s): Vincent J. Natoli, Michael M. Hachigian, Troy C. Sumrall
Hearing Site: Los Angeles, CA
| | Stipulated Award |
| 07-00736 | 04/18/2008 | Claimant(s): Diane Moss
Claimant Lawyers(s): William J. Gladden
Respondent(s): Cheryl Jimerson, Gregory Martino, Westrock Advisors.
Respondent Lawyers(s): Cheryl Diane Jimerson, Robert Giavocias
Arbitrator(s): Charles F. Brennan, Frank J. Spencer, Stewart E. Winner
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
