| 21-02374 | 01/17/2023 | Claimant(s): Allen Wagner
Claimant Lawyers(s): Allen B. Wagner
Respondent(s): Kelly Behunin, Fidelity Brokerage Services LLC, Peter Lee, Puja Aggarwal, Robert Burge, FMR, Fidelity Personal & Workplace Advisors, Strategic Advisers LLC
Respondent Lawyers(s): Casey W. Jones, Noah D. Sorkin
Arbitrator(s): Mary Margaret Bush, Philip Aaron Tymon, Diane Duvall
Hearing Site: San Francisco, CA
|  | Expungement |
| 20-01716 | 01/12/2023 | Claimant(s): Gary Sparago
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Patrick Christensen
Arbitrator(s): Richard E. Castiglioni
Hearing Site: New York, NY
| | $0 |
| 22-01757 | 12/23/2022 | Claimant(s): Mary Cimmet
Claimant Lawyers(s): Mary Lyon Cimmet
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mary Kathleen Mackey
Hearing Site: San Francisco, CA
| | $225 |
| 21-02940 | 11/15/2022 | Claimant(s): Yvonne Lyon
Claimant Lawyers(s): Robert Persante
Respondent(s): James Evans, Fidelity Brokerage Services LLC, Ryan Patrick
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mimi B. Osiason, Geoffrey Paul Nuckolls, Andrea M Johnson
Hearing Site: Tampa, FL
| | Expungement |
| 19-02328 | 11/07/2022 | Claimant(s): Carl Abdalian
Claimant Lawyers(s): Robert Souren Abdalian
Respondent(s): Douglas Vollette, Fidelity Brokerage Services LLC, Todd Williams
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): John C. Aten
Hearing Site: Cleveland, OH
| | $0 |
| 22-00998 | 09/12/2022 | Claimant(s): Barry Layton
Claimant Lawyers(s): Barry A. Layton
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Karen Stymest
Arbitrator(s): Jeffrey M. Allen
Hearing Site: Reno, NV
| | $0 |
| 21-00762 | 07/05/2022 | Claimant(s): Alfred Nagel, Carol Nagel
Claimant Lawyers(s): Kyle M Kulzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Mark L. Williams, Brian James Tagtmeier, Russell Caldwell Ducoff
Hearing Site: Houston, TX
| | Expungement |
| 20-01741 | 06/14/2022 | Claimant(s): Gary Amato
Claimant Lawyers(s): Kirk G Smith
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert E. Anderson, Carol Jean Bader, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
| | $0 |
| 21-02407 | 06/07/2022 | Claimant(s): Felix Dashevsky, The Dashevsky 2010 Trust
Claimant Lawyers(s): Felix Dashevsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
| | $0 |
| 21-00877 | 05/12/2022 | Claimant(s): Emily Thompson
Claimant Lawyers(s): Daniel P. Thompson.
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
| | Expungement |
