| 08-04509 | 06/15/2009 | Claimant(s): David Rothschild
Claimant Lawyers(s): David J. Rothschild
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
|  | $0 |
| 08-04071 | 06/09/2009 | Claimant(s): Kathleen Bronkalla
Claimant Lawyers(s): Kathleen Bronkalla
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Michael S. Matek, G. Gale Roberson, Scott Stauffer
Hearing Site: Chicago, IL
| | $0 |
| 08-03809 | 04/24/2009 | Claimant(s): Lori Hartglass
Claimant Lawyers(s): Lori Hartglass
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Erin K. Fair, Richelle S. Kennedy
Arbitrator(s): Mark F. Raymond
Hearing Site: Ft. Lauderdale, FL
| | $50 |
| 08-01009 | 04/16/2009 | Claimant(s): Cass Shewbart
Claimant Lawyers(s): Cass Shewbart
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
| | $5,213 |
| 08-03674 | 04/01/2009 | Claimant(s): Jane Ricca
Claimant Lawyers(s): Jane E. Ricca
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McManus
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
| | $619 |
| 08-01556 | 03/24/2009 | Claimant(s): Robert Goldfine
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): J. Martin McDonough
Hearing Site: New York, NY
| | $213 |
| 08-02962 | 03/16/2009 | Claimant(s): Sivamohan Thurairajah
Claimant Lawyers(s): Rebecca C. Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Frank W. Virgin, Jeannie B. Wright, Jerome Jack Shure
Hearing Site: Atlanta, GA
| | $0 |
| 08-02388 | 03/11/2009 | Claimant(s): Richard Siegel
Claimant Lawyers(s): Richard A. Siegel
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K Fair
Arbitrator(s): Douglas John Baumann
Hearing Site: Newark, NJ
| | Dismissed by Rule 12206 |
| 08-02910 | 02/11/2009 | Claimant(s): Michelle Napoli
Claimant Lawyers(s): Michelle L. Napoli
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McManus
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
| | $4,993 |
| 08-00700 | 01/05/2009 | Claimant(s): Harold Weisberg
Claimant Lawyers(s): Stewart C.W. Weiner
Respondent(s): Amy Renk, Gary Pryka, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | $7,300 |
