Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03442 | 11/24/2009 | Claimant(s): Kent Forkner Claimant Lawyers(s): Kent M. Forkner Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Erin K. Fair Arbitrator(s): June Y. Kilmarx Hearing Site: Boston, MA |  | $0 |
| 08-04178 | 11/23/2009 | Claimant(s): David Schwinger Claimant Lawyers(s): David Schwinger Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Mary E. Woytek, Paul A. Fischer, Heidi Markovitz Hearing Site: Washington, DC | | $25,200 |
| 09-02983 | 11/06/2009 | Claimant(s): Marc Hanish Claimant Lawyers(s): Marc Hanish Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Erin K. Fair Arbitrator(s): James N. D'Orso Hearing Site: San Francisco, CA | | $0 |
| 08-04959 | 10/30/2009 | Claimant(s): Ellen Oxman Claimant Lawyers(s): Stanley Alter Respondent(s): Bert Iannone, Fidelity Brokerage Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Peter C. Trent, Sanford S. Stevens, Howard Breindel Hearing Site: New York, NY | | $0 |
| 09-01346 | 09/28/2009 | Claimant(s): John G. Sauermann Claimant Lawyers(s): John G. Sauermann Respondent(s): Nathan Alexander, Fidelity Brokerage Services LLC Respondent Lawyers(s): Kerry Florio Labovitz Arbitrator(s): Daniel A. Kile Hearing Site: Dallas, TX | | $213 |
| 09-00617 | 07/22/2009 | Claimant(s): James Barron Claimant Lawyers(s): James Barron Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Diane M. Brown Arbitrator(s): Lucy J. Karl Hearing Site: Boston, MA | | $0 |
| 08-04906 | 07/21/2009 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Laurence K. Richmond Respondent(s): David Griswold Respondent Lawyers(s): David Griswold Arbitrator(s): Ronald W. Devoe Hearing Site: Orlando, FL | | |
| 09-00561 | 07/20/2009 | Claimant(s): Barbara Tutt Claimant Lawyers(s): David M. Tutt Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Diane M. Brown Arbitrator(s): Stuart M. Widman Hearing Site: Chicago, IL | | $9,613 |
| 08-03675 | 07/15/2009 | Claimant(s): Robert Buchanan Claimant Lawyers(s): R. Scott Buchanan Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Paula M. McManus Arbitrator(s): Gail E. Sasnett-Stauffer Hearing Site: Orlando, FL | | $0 |
| 08-03829 | 06/26/2009 | Claimant(s): Richard J. Zachar and Dawn K. Zachar Claimant Lawyers(s): Richard J. Zachar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Erin K. Fair Arbitrator(s): Paul W. Sterman Hearing Site: Boca Raton, FL | | $0 |