| 09-01346 | 09/28/2009 | Claimant(s): John G. Sauermann
Claimant Lawyers(s): John G. Sauermann
Respondent(s): Nathan Alexander, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kerry Florio Labovitz
Arbitrator(s): Daniel A. Kile
Hearing Site: Dallas, TX
|  | $213 |
| 09-00617 | 07/22/2009 | Claimant(s): James Barron
Claimant Lawyers(s): James Barron
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Lucy J. Karl
Hearing Site: Boston, MA
| | $0 |
| 08-04906 | 07/21/2009 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Laurence K. Richmond
Respondent(s): David Griswold
Respondent Lawyers(s): David Griswold
Arbitrator(s): Ronald W. Devoe
Hearing Site: Orlando, FL
| | |
| 09-00561 | 07/20/2009 | Claimant(s): Barbara Tutt
Claimant Lawyers(s): David M. Tutt
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Stuart M. Widman
Hearing Site: Chicago, IL
| | $9,613 |
| 08-03675 | 07/15/2009 | Claimant(s): Robert Buchanan
Claimant Lawyers(s): R. Scott Buchanan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McManus
Arbitrator(s): Gail E. Sasnett-Stauffer
Hearing Site: Orlando, FL
| | $0 |
| 08-03829 | 06/26/2009 | Claimant(s): Richard J. Zachar and Dawn K. Zachar
Claimant Lawyers(s): Richard J. Zachar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
| | $0 |
| 08-04509 | 06/15/2009 | Claimant(s): David Rothschild
Claimant Lawyers(s): David J. Rothschild
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 08-04071 | 06/09/2009 | Claimant(s): Kathleen Bronkalla
Claimant Lawyers(s): Kathleen Bronkalla
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Michael S. Matek, G. Gale Roberson, Scott Stauffer
Hearing Site: Chicago, IL
| | $0 |
| 08-03809 | 04/24/2009 | Claimant(s): Lori Hartglass
Claimant Lawyers(s): Lori Hartglass
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Erin K. Fair, Richelle S. Kennedy
Arbitrator(s): Mark F. Raymond
Hearing Site: Ft. Lauderdale, FL
| | $50 |
| 08-01009 | 04/16/2009 | Claimant(s): Cass Shewbart
Claimant Lawyers(s): Cass Shewbart
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
| | $5,213 |
