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FINRA Awards for Peter C. Trent

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0495910/30/2009Claimant(s): Ellen Oxman
Claimant Lawyers(s): Stanley Alter
Respondent(s): Bert Iannone, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Peter C. Trent, Sanford S. Stevens, Howard Breindel
Hearing Site: New York, NY
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