| 09-03826 | 02/12/2010 | Claimant(s): Dennis Frye
Claimant Lawyers(s): Dennis A. Frye
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Christine M. Hanna
Arbitrator(s): Leona Beane
Hearing Site: Raleigh, NC
|  | $5,425 |
| 09-04340 | 02/09/2010 | Claimant(s): Jorge A Perez
Claimant Lawyers(s): Jorge A. Perez
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): George R. Canty
Hearing Site: Ft. Lauderdale, FL
| | $25,425 |
| 09-04040 | 02/09/2010 | Claimant(s): Susan Ryan
Claimant Lawyers(s): Susan Ryan
Respondent(s): Angela Gray, Angela Lenehan, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | $163 |
| 09-04337 | 02/09/2010 | Claimant(s): Jorge A. Perez, MaryEllen Zondorak Perez
Claimant Lawyers(s): Jorge A Perez
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Michael J. Fingar
Hearing Site: Ft. Lauderdale, FL
| | $213 |
| 09-04048 | 02/01/2010 | Claimant(s): Sharon Duliga
Claimant Lawyers(s): Sharon Duliga
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Christine M. Hanna
Arbitrator(s): Robert J. Saex
Hearing Site: Boca Raton, FL
| | $15,425 |
| 09-04070 | 12/29/2009 | Claimant(s): Manual Millan
Claimant Lawyers(s): Manual Millan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Howard Breindel
Hearing Site: New York, NY
| | $17,451 |
| 09-01705 | 12/16/2009 | Claimant(s): Henry J. Tortora and Herta M. Tortotra
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Jason Bertsch, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Cindy B. Eisenberg, Christina Kallas, Paul Giappone
Hearing Site: New York, NY
| | $0 |
| 08-05023 | 12/09/2009 | Claimant(s): Jonathan Mandell and Margaret Mandell
Claimant Lawyers(s): Richard G. Menaker
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Catherine Ladnier, Susan C. Lushing, Peter A. Goldman
Hearing Site: New York, NY
| | $0 |
| 09-03304 | 12/02/2009 | Claimant(s): Michael & Nancy DeSimone
Claimant Lawyers(s): Michael G. DeSimone
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | $75 |
| 09-01020 | 11/24/2009 | Claimant(s): John Stahl
Claimant Lawyers(s): John K Stahl
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): James H. Bowersox
Hearing Site: San Diego, CA
| | $213 |
