| 10-01522 | 03/13/2012 | Claimant(s): Robert Schulz IRA
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
|  | Stipulated Award and Expungement |
| 10-05181 | 01/30/2012 | Claimant(s): Gail Buckley, Joseph Buckley
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
| 10-02145 | 01/26/2012 | Claimant(s): Rosemary Vana
Claimant Lawyers(s): Sandor L. Grossman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Mark C. Hutchinson, Susanne J. Hollander, Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
| | Expungement |
| 09-06358 | 11/16/2011 | Claimant(s): Robert and Virginia Russiello, JTWROS, Virginia Russiello Rollover IRA
Claimant Lawyers(s): Mike Amad
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Brian Ken Kawakami, Kenneth Diamond, Lowell D. Johnston
Hearing Site: New York, NY
| | Expungement |
| 10-05193 | 10/12/2011 | Claimant(s): Ronald Altman
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): David Benedict, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Susan C. Lushing
Hearing Site: New York, NY
| | $6,494 |
| 10-00781 | 09/13/2011 | Claimant(s): Alice Youngblood
Claimant Lawyers(s): Scott Ellis
Respondent(s): Patrick Hynes, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paul M. Tyrrell
Arbitrator(s): Jonathan Burke Rada, Michael S. Wilk, Michael L. Landrum
Hearing Site: Houston, TX
| | Expungement |
| 10-01450 | 08/01/2011 | Claimant(s): Judith Malone
Claimant Lawyers(s): Russ E. Boltz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Chester L. Firestein, Robert A. Lombardi, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | $49,976 |
| 11-00380 | 07/21/2011 | Claimant(s): Dale Gibbons
Claimant Lawyers(s): Dale Gibbons
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
| | $88 |
| 09-07185 | 07/07/2011 | Claimant(s): Paul Oshideri
Claimant Lawyers(s): Paul Oshideri
Respondent(s): Frank Sanchez, Lawrence Goodkind, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Philip W. Burge, James H. Frank, Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
| 10-05699 | 07/06/2011 | Claimant(s): Dynamis.
Claimant Lawyers(s): Thomas Terwilliger
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Arthur F. Brueggeman
Hearing Site: Los Angeles, CA
| | $38 |
