| 13-02155 | 05/27/2014 | Claimant(s): Michael Folk
Claimant Lawyers(s): Michael Folk
Respondent(s): Dwight Shelley, Kathryn Folk, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Deanna L. Dennison, Lauren E. Ingoldsby
Arbitrator(s): Harlita R. Tomlinson
Hearing Site: Cincinnati, OH
|  | $0 |
| 13-01749 | 05/21/2014 | Claimant(s): Louis Saadeh, Louis K. Saadeh Separate Property Trust
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Elyse Whitehead
Arbitrator(s): Philip Aaron Tymon, Carol Ann Jensen, Robert Sachs Mandelson
Hearing Site: San Francisco, CA
| | $0 |
| 13-02448 | 05/16/2014 | Claimant(s): Kimberly Adsit
Claimant Lawyers(s): Kimberly S. Adsit
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Shea
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | $14,300 |
| 13-01300 | 03/19/2014 | Claimant(s): Marlene Hurley
Claimant Lawyers(s): Maggie O'Donnell
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Steven R. Bralove, David Paul Clark, Robert Field
Hearing Site: Washington, DC
| | $0 |
| 12-01906 | 03/12/2014 | Claimant(s): Deborah Selland, James Selland
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Jason Troth, Kyle Spahn, Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Robert S. McConnell, David F. Sargent, David S. Eisenberg
Hearing Site: Phoenix, AZ
| | Expungement |
| 13-00523 | 03/03/2014 | Claimant(s): Donald Landry
Claimant Lawyers(s): Sigmund D. Schutz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Nickolas F. Monteforte, John J. Mager, Andrew Peter Maneval
Hearing Site: Manchester, NH
| | $124,904 |
| 12-04105 | 02/24/2014 | Claimant(s): Larry Davis
Claimant Lawyers(s): Larry Darnell Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): John J. Meyer, Earle J. Schwarz, Melva J. Harmon
Hearing Site: Jackson, MS
| | $0 |
| 10-04407 | 12/06/2013 | Claimant(s): Guadalupe Sandoval, Javier Chavez, Jose Fuentes, Maria Conchita Alonso, Roberto I. Nogales
Claimant Lawyers(s): Joseph C. Peiffer
Respondent(s): Rafael Sanchez, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth C. Mennemeier, Rafael R. Sanchez
Arbitrator(s): Michael D. Harrison, Neil S. Jasper, Daniel Su
Hearing Site: Los Angeles, CA
| | Stipulated Award |
| 12-03312 | 11/22/2013 | Claimant(s): Cynthia Shaw
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Polina M. Dostalik
Arbitrator(s): Richard W. Cutler, Sandra J. Mullings, David Serko
Hearing Site: New York, NY
| | $600 |
| 13-01593 | 11/07/2013 | Claimant(s): Larry Albrecht
Claimant Lawyers(s): Larry A. Albrecht
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Carol McHugh Sanders
Hearing Site: Chicago, IL
| | $88 |
