Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01405 | 06/15/2016 | Claimant(s): Kenneth Adams Claimant Lawyers(s): Kenneth W. Adams Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Thomas A. Martin, Edward Thomas Leech, Victoria P Jalo Hearing Site: Houston, TX |  | $0 |
| 15-01119 | 05/19/2016 | Claimant(s): Joseph Rothbauer Claimant Lawyers(s): Ryan Cook Respondent(s): Hector Perez Respondent Lawyers(s): Hector Perez Arbitrator(s): William R. Jonson Hearing Site: Houston, TX | | $120,148 |
| 14-03172 | 04/12/2016 | Claimant(s): Randall Stafford Claimant Lawyers(s): Scott D. Ellis Respondent(s): Cynthia Maphet, Morgan Stanley Respondent Lawyers(s): Melissa M. Muehlfeld Arbitrator(s): James G. Cooper, Jack Chapline Vaughan, Francis Joseph Bourgeois Hearing Site: Houston, TX | | Expungement |
| 14-03167 | 04/01/2016 | Claimant(s): Aundre Franklin, Assurance Developers & Construction Inc. Claimant Lawyers(s): Aundre Franklin Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): James A. Parker, Franklin R. Morgan, Clark Willis Richards Hearing Site: Houston, TX | | $2,600 |
| 14-02851 | 03/14/2016 | Claimant(s): Carol Molnar Claimant Lawyers(s): Deanna LaPage Respondent(s): David Diehl Respondent Lawyers(s): David Diehl Arbitrator(s): Bertrand C. Moser Hearing Site: Houston, TX | | $53,962 |
| 14-01623 | 03/02/2016 | Claimant(s): Rodolfo Romero Claimant Lawyers(s): Steven Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Hearing Site: Houston, TX | | Expungement |
| 15-01084 | 02/16/2016 | Claimant(s): Barbara Schroeder, Stefan Kreuzer, BAPG Partnership Ltd. Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Rogala Respondent Lawyers(s): Nick Hendrix Arbitrator(s): Sherry R. Wetsch, Philip I. McConnell, Jeffrey R. Jury Hearing Site: Houston, TX | | Expungement |
| 15-00744 | 02/10/2016 | Claimant(s): Harold Wallace, Nelda Wallace Claimant Lawyers(s): Michael A. Moriarty Respondent(s): Joseph Gutkowski Respondent Lawyers(s): Paul D. Flack Arbitrator(s): David G. Beerbower Hearing Site: Houston, TX | | Expungement |
| 14-03365 | 02/08/2016 | Claimant(s): Dennis & Ninfa Fettin Claimant Lawyers(s): Lars K. Soreide Respondent(s): Morgan Stanley Respondent Lawyers(s): Brian C. Hale Arbitrator(s): Daniel J. Pagnano, Stephen T. Johnson, Susan Meek Hearing Site: Houston, TX | | Expungement |
| 14-01822 | 01/20/2016 | Claimant(s): Alan Azar Claimant Lawyers(s): Royal B. Lea Respondent(s): EDI Financial. Respondent Lawyers(s): Joseph L. Hood Arbitrator(s): Thomas A. Cipolla, Richard F. Dole, Sherry R. Wetsch Hearing Site: Houston, TX | | $273,606 |